SECOND AMENDMENT OF LEASELease • March 30th, 2016 • Algodon Wines & Luxury Development Group, Inc. • Land subdividers & developers (no cemeteries)
Amendment dated as of July 10, 2015, between 135 FIFTH AVENUE, LLC having an office at 441 Lexington Avenue, New York, New York 10017 ("Landlord"), and ALGODON WINES & LUXURY DEVELOPMENT GROUP, INC. (formerly known as Diversified Biotech Holdings Corp.) ("Tenant"), having an office at 135 Fifth Avenue, New York, New York 10010
January 11, 2016 Mr. Scott L. MathisFinancial Advisory and Investment Banking Agreement • March 30th, 2016 • Algodon Wines & Luxury Development Group, Inc. • Land subdividers & developers (no cemeteries) • New York
We are pleased that Algodon Wines & Luxury Development Group, Inc. (“Algodon” or the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
EXTENSION OF TERMINATION DATE OF PRIVATE PLACEMENT OFFERINGExtension of Termination Date • March 30th, 2016 • Algodon Wines & Luxury Development Group, Inc. • Land subdividers & developers (no cemeteries)
This shall confirm that Algodon Wines & Luxury Development Group, Inc., a Delaware corporation (the “Company”) and DPEC Capital, Inc., a Delaware corporation (the “Placement Agent”), hereby agree to extend and modify the terms of their Placement Agent Agreement, dated October 1, 2012 (hereinafter the “PAA”), as initially extended by the First Extension of Placement Agent Agreement, dated June 30, 2013 and by the Amended Revised Second Extension of Placement Agent Agreement, dated June 30, 2014. Except as expressly modified herein, all of the terms and provisions set forth in the PAA shall remain in full force and effect, and all capitalized terms used herein shall have the same meanings therein. The modifications to the PAA are as follows:
EXTENSION OF WARRANT AGREEMENT (INITIALLY DATED OCTOBER 1, 2012)Warrant Agreement • March 30th, 2016 • Algodon Wines & Luxury Development Group, Inc. • Land subdividers & developers (no cemeteries)
This shall confirm that Algodon Wines & Luxury Development Group, Inc., a Delaware corporation (the “Company”), hereby agrees with DPEC Capital, Inc., a Delaware corporation (the “Placement Agent”), to extend the terms of their Warrant Agreement, dated October 1, 2012 (the “Warrant Agreement”), to a second offering being conducted by the Company, commencing on or about July 9, 2014 (hereinafter, the “Second Offering”). Except as expressly modified herein, all of the terms and provisions set forth in the Warrant Agreement shall apply with respect to the Second Offering.
