Financial Advisory and Investment Banking Agreement Sample Contracts
RECITALS:Financial Advisory and Investment Banking Agreement • May 12th, 2006 • U.S. Helicopter CORP • Air transportation, scheduled • Florida
Standard Contracts
CAPITAL GROWTH FINANCIAL, LLCFinancial Advisory and Investment Banking Agreement • October 1st, 2004 • HyperSpace Communications, Inc. • Services-prepackaged software • Florida
We are pleased that Hyperspace Communications, Inc., a Colorado corporation (the "Company") has decided to retain Capital Growth Financial, LLC ("CGF") to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (this "Agreement") will confirm CGF's acceptance of such retention and set forth the terms of our engagement.
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • April 15th, 2008 • MORTGAGEBROKERS.COM Holdings, Inc. • Mortgage bankers & loan correspondents • New York
This Agreement is made and entered into this 2nd day of November, 2007, between vFinance Investments, Inc. (“VFIN”) and Mortgagebrokers.com Holdings, Inc. (OTC BB: MBKR) (“Company”).
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • October 20th, 2006 • Valuerich Inc • Services-miscellaneous business services • New York
This Agreement is made and entered into as of the ______ day of __________, 2006 between Lane Capital Markets, LLC (the "Consultant") and ValueRich, Inc., a corporation organized under the laws of the State of Delaware (the "Company"). All references to the Company shall include any and all subsidiaries thereof in existence on date hereof and to be formed within the term specified in Paragraph 2 hereof.
MAXIM GROUP January 20, 2005 Robert S. Rosenschein Chairman and CEO GuruNet Corporation Wesley Hills, NY 10952-1233 Dear Mr. Rosenschein:Financial Advisory and Investment Banking Agreement • April 4th, 2005 • Gurunet Corp • Services-business services, nec • New York
We are pleased that GuruNet Corp. (“GuruNet” or the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (this “Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
STRICTLY CONFIDENTIAL NeOnc Technologies Holdings, Inc.Financial Advisory and Investment Banking Agreement • January 3rd, 2025 • Neonc Technologies Holdings, Inc. • Pharmaceutical preparations
RECITALS:Financial Advisory and Investment Banking Agreement • May 14th, 2007 • Performance Health Technologies Inc • Electromedical & electrotherapeutic apparatus • Florida
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • July 5th, 2007 • Reflect Scientific Inc • Telegraph & other message communications • New York
This Agreement is made and entered into this 14th day of February, 2007, between vFinance Investments, Inc. (“VFIN”) and Reflect Scientific, Inc. (OTC BB: RSCF) (“Company”).
NOBLE INTERNATIONAL INVESTMENTS, INC.Financial Advisory and Investment Banking Agreement • May 21st, 2007 • Power 3 Medical Products Inc • Services-commercial physical & biological research • New York
This letter agreement (Agreement) confirms the terms and conditions of the exclusive engagement of Noble International Investments, Inc. (Noble) by Power 3 Medical Products, Inc. (the Company) to render certain financial advisory and investment banking services to the Company in connection with the Company’s review of its strategic and financial alternatives including, but not limited to, a possible Transaction, Alternative Transaction or Financing, as defined below.
NOBLE INTERNATIONAL INVESTMENTS, INC. April 22, 2004 PERSONAL AND CONFIDENTIAL Eric Seidel, President eAutoclaims.com, Inc. 110 East Douglas Road Oldsmar, FL 34677 Dear Mr. Seidel: This letter agreement ("Agreement") confirms the terms and conditions...Financial Advisory and Investment Banking Agreement • May 21st, 2004 • Eautoclaims Com Inc • Services-business services, nec • Florida
April 25, 2024 Greg Smitherman Chief Financial Officer Cloudastructure, Inc. Miami, FL 33131 Dear Greg,Financial Advisory and Investment Banking Agreement • February 6th, 2025 • Cloudastructure, Inc. • Services-computer programming, data processing, etc. • New York
We are pleased that Cloudastructure, Inc. (collectively with its owned or controlled subsidiaries, the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
Re.: Financial Advisory and Investment Banking Agreement Dear Mr. Oberosler:Financial Advisory and Investment Banking Agreement • May 9th, 2008 • Theater Xtreme Entertainment Group, Inc • Retail-radio, tv & consumer electronics stores • New York
American Capital Partners, LLC (“American”) is pleased to propose to Theater Xtreme Entertainment Group, Inc., a Florida corporation (the “Company”) this Financial Advisory and Investment Banking Agreement (“Agreement”). This Agreement provides for American to act as a non – exclusive financial and investment banking advisor (“Advisor”) on matters related to investment banking and corporate financing activities involving the Company.
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • August 18th, 2006 • Hamptons Luxury Homes Inc • Blank checks • New York
This Agreement is made and entered into this day of April 10, 2006, between vFinance Investments Inc, ("VFIN") and Hamptons Luxury Homes, Inc. (the "Company").
EXHIBIT 10(q) PERSONAL AND CONFIDENTIAL ------------------------- Relm Wireless Corporation 7100 Technology Drive West Melbourne, FL 32904 Gentlemen: This letter agreement ("Agreement") confirms the terms and conditions of the exclusive engagement of...Financial Advisory and Investment Banking Agreement • February 8th, 2002 • Relm Wireless Corp • Radio & tv broadcasting & communications equipment • Florida
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENT This Agreement is made and entered into as of the 21st day of August, 1996 by and between May Davis Group, Inc., a Florida corporation ("MDG"), and Netlive Communications, Inc., a Delaware...Financial Advisory and Investment Banking Agreement • March 11th, 1997 • May Davis Group Inc /Adv • Services-amusement & recreation services • New York
FORM OF FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENT This Agreement is made and entered into as of the day of , 1997 by and between May Davis Group, Inc. ("May Davis"), and Apollo International of Delaware, Inc. ("Company"). In consideration of...Financial Advisory and Investment Banking Agreement • March 6th, 1997 • Apollo International of Delaware Inc • Industrial instruments for measurement, display, and control • New York
April 1, 2009Financial Advisory and Investment Banking Agreement • February 4th, 2010 • Liberator, Inc. • Blank checks • New York
We are pleased that Remark Enterprises, Inc., a Nevada corporation (the “Company”), has decided to retain New Castle Financial Services LLC (“New Castle”) to provide general financial advisory and investment banking services as set forth herein. This letter agreement (“Agreement”) will confirm New Castle’s acceptance of such retention and set forth the terms of our engagement. For purposes of this Agreement, the term “Company” shall include all of Remark Enterprises Inc. and its subsidiaries, successors and assigns and any other entity that survives following any transaction in which Remark Enterprises Inc. mergers or combines with another entity.
RECITALS:Financial Advisory and Investment Banking Agreement • July 3rd, 2007 • Performance Health Technologies Inc • Electromedical & electrotherapeutic apparatus • Florida
b) Issuance and Delivery of Shares. As full compensation for the ------------------------------- Financial Advisory Services, on the terms and subject to the conditions set forth in this Agreement, concurrent with the execution and delivery of this...Financial Advisory and Investment Banking Agreement • January 26th, 1998 • Fox Kids Worldwide Inc • Services-motion picture & video tape production • California
January 11, 2016 Mr. Scott L. MathisFinancial Advisory and Investment Banking Agreement • March 30th, 2016 • Algodon Wines & Luxury Development Group, Inc. • Land subdividers & developers (no cemeteries) • New York
We are pleased that Algodon Wines & Luxury Development Group, Inc. (“Algodon” or the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
PRIVATE AND CONFIDENTIAL SUBJECT TO LEGAL REVIEW & COMMITMENT COMMITTEE APPROVAL January 4, 2007 Mr. James Wang Chief Executive Officer Mr. Marc Siegel President China Direct Inc. 5301 Federal Hwy, Ste. 120 Boca Raton, FL 33487 Gentlemen: We are...Financial Advisory and Investment Banking Agreement • April 2nd, 2007 • China Direct, Inc • Services-management consulting services • California
June 27, 2013 Dr. Augustine Cheung Founder, CEO & President Medifocus, Inc The Exchange Tower, Suite 1800, Toronto, ON M5X1E3 Dear Mr. Cheung:Financial Advisory and Investment Banking Agreement • April 2nd, 2014 • Medifocus Inc. • New York
We are pleased that Medifocus, Inc(“Medifocus” or the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
October 27, 2016 Mr. Xiao Di Chief Executive Officer TAKUNG ART CO., LTD Flat/RM 03-04 20/F Hutchison House 10 Harcourt Road Central, Hong KongFinancial Advisory and Investment Banking Agreement • December 9th, 2016 • Takung Art Co., Ltd. • Retail-retail stores, nec • New York
We are pleased that TAKUNG ART CO., LTD (“TAKUNG” or the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
CONFIDENTIAL April 24, 2023 Mr. Peter O’Heeron Chairman & CEO FibroBiologics, Inc.Financial Advisory and Investment Banking Agreement • January 22nd, 2024 • FibroBiologics Inc. • Pharmaceutical preparations • New York
We are pleased that FibroBiologics, Inc., a Delaware corporation (the “Company”) has decided to retain Maxim Group LLC (“Maxim”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Maxim’s acceptance of such retention and set forth the terms of our engagement.
FORM OF FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • February 8th, 2008 • Passport Restaurants, Inc. • Retail-eating places • New York
This Agreement is made and entered into as of the _____ day of February, 2008 by and between Pacific Restaurant Holdings, Inc., a Delaware corporation (the “Company”), and Jessup & Lamont Securities Corporation, a New York corporation (the “Advisor”).
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • August 25th, 2020 • Illinois
WHEREAS, Rahul Uppal, in his capacity as a Registered Representative of the Banker, shall serve as the primary agent for the purpose of this Engagement (as defined below);
Spartan Securities Group, Ltd. 100 Second Avenue South, Suite 300N St. Petersburg, Florida, 33701 Tel 727-502-0508 Fax 727-502-0858Financial Advisory and Investment Banking Agreement • September 29th, 2006 • Identica Holdings Corp • Florida
Subject to a satisfactory due diligence review and in contemplation of a “best efforts” private placement of $2 million this financial advisory and investment banking agreement (the “Agreement”) is made and entered into as of the date above (the “Effective Date”), by and between Spartan Securities Group, Ltd., a Florida Limited Partnership (“Spartan”) and Identica Corp., an Ontario, Canada Corporation, and its subsidiaries, affiliates, portfolio companies and/or investments (collectively hereinafter the "Company"), for the purpose of defining and acknowledging the terms of this Agreement.
Exhibit 1.05 FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • February 1st, 2001 • Protosource Corp • Services-computer integrated systems design • New York
June 9, 2014 Mr. Billy Meadow PresidentFinancial Advisory and Investment Banking Agreement • October 14th, 2014 • MV Portfolios, Inc. • Metal mining • New York
CAPITAL GROWTH FINANCIAL, LLC Suite 750 225 N.E. Mizner Blvd. Boca Raton, FL 33432Financial Advisory and Investment Banking Agreement • June 26th, 2006 • NGTV • Cable & other pay television services • Florida
We are pleased that NGTV, a California corporation (the “Company”) has decided to retain Capital Growth Financial, LLC (“CGF”) to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement (this “Agreement”) will confirm CGF’s acceptance of such retention and set forth the terms of our engagement.
MAXIMFinancial Advisory and Investment Banking Agreement • February 9th, 2009 • Aims Worldwide Inc • Services-amusement & recreation services • New York
FINANCIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • June 12th, 2007 • Valuerich Inc • Services-miscellaneous business services • Florida
This Agreement is made and entered into as of the ______ day of __________, 2007 among US Euro Securities, Inc. and Lane Capital Markets, LLC (collectively, the "Consultants") and ValueRich, Inc., a corporation organized under the laws of the State of Delaware (the "Company"). All references to the Company shall include any and all subsidiaries thereof in existence on date hereof and to be formed within the term specified in Paragraph 2 hereof.
October 6, 2014 Mr. Ronald A. Woessner Chief Executive Officer COPsync, Inc. Dallas, Texas 75380Financial Advisory and Investment Banking Agreement • March 31st, 2015 • COPsync, Inc. • Computer communications equipment • New York
We are pleased that COPsync, Inc., a U.S. corporation ("COPsync" or the "Company") has decided to retain Maxim Group LLC ("Maxim") to provide general financial advisory and investment banking services to the Company as set forth herein. This letter agreement ("Agreement") will confirm Maxim's acceptance of such retention and set forth the terms of our engagement.
FINANICIAL ADVISORY AND INVESTMENT BANKING AGREEMENTFinancial Advisory and Investment Banking Agreement • August 10th, 2004 • China Ventures Inc. • Florida
This Agreement is made and entered into this 5th day of April, 2004 between Finance Investments, Inc. (“VFIN”) and China Ventures Inc. (“Company”).
