FIRST AMENDMENT TO TERM LOAN AGREEMENTTerm Loan Agreement • September 23rd, 2016 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledSeptember 23rd, 2016 Company Industry JurisdictionTHIS FIRST AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”) is made and entered into as of September 19, 2016 (the “Effective Date”), by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), Lenders from time to time party to the Agreement (defined below), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as Administrative Agent (“Agent”); and has reference to the following facts and circumstances (the “Recitals”):