NON-COMPETITION, NON-SOLICITATION AND NON-DISCLOSURE AGREEMENTNon-Competition, Non-Solicitation and Non-Disclosure Agreement • December 5th, 2016 • Fifth Street Asset Management Inc. • Investment advice • Connecticut
Contract Type FiledDecember 5th, 2016 Company Industry JurisdictionThis Non-Competition, Non-Solicitation and Non-Disclosure Agreement (“Agreement”) is entered into between Patrick Dalton (“Employee”) and FSC CT LLC (“Fifth Street”), a Connecticut corporation, as of November 29, 2016. In this Agreement, Employee and Fifth Street are collectively referred to as the “parties”. The term “Company” as used in this Agreement includes Fifth Street and all direct and indirect subsidiaries and affiliates of Fifth Street, including, without limitation, Fifth Street Management LLC (the “Advisor”), Fifth Street Asset Management Inc. (“FSAM”), Fifth Street Holdings, L.P., Fifth Street Finance Corp. (the “BDC”), Fifth Street Senior Floating Rate Corp. (the “BDC II”), Fifth Street Senior Loan Fund I Operating Entity, LLC, Fifth Street Senior Loan Fund II Operating Entity, LLC, Fifth Street Credit Opportunities Fund, L.P., Fifth Street Mezzanine Partners II, L.P., Fifth Street Capital LLC, Fifth Street Capital West, Inc., FSC, Inc., FSC Midwest, Inc. and any entities
Re: Employment OfferEmployment Agreement • December 5th, 2016 • Fifth Street Asset Management Inc. • Investment advice
Contract Type FiledDecember 5th, 2016 Company IndustryWe are pleased to present you with this offer of employment to join Fifth Street Management LLC (the “Company”) and FSC CT LLC. The terms and conditions of the Company’s offer of employment are set forth in this letter agreement and the annexes and exhibits attached hereto and incorporated herein. The Company and its affiliates take employee development seriously and are dedicated to providing resources and pathways for personal growth and advancement. We believe that your experience and background will contribute much to our organization. If you accept the Company’s offer, your anticipated start date will be January 2, 2017 (the “Commencement Date”).