THIRD AMENDMENT TO TERM LOAN AGREEMENTTerm Loan Agreement • December 4th, 2017 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledDecember 4th, 2017 Company Industry JurisdictionTHIS THIRD AMENDMENT TO TERM LOAN AGREEMENT (this “Amendment”) is made and entered into as of November 30, 2017 (the “Effective Date”), by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), Lenders from time to time party to the Agreement (defined below), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as Administrative Agent (“Agent”); and has reference to the following facts and circumstances (the “Recitals”):