5,000,000 Units DD3 ACQUISITION CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
DD3 Acquisition Corp., a British Virgin Islands company (the “Company”), hereby confirms its agreement with EarlyBirdCapital, Inc. (the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter”) as follows:
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the ___ day of ______, 2018, by and among DD3 Acquisition Corp., a British Virgin Islands company (the “Company”) and the undersigned parties listed under Investors on the signature page hereto (each, an “Investor” and collectively, the “Investors”).
WARRANT AGREEMENTWarrant Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
This agreement (this “Agreement”) is made as of ____________, 2018 between DD3 Acquisition Corp., a British Virgin Islands company, with offices at c/o DD3 Mex Acquisition Corp, Pedregal 24, 4th Floor, Colonia Molino del Rey, Del. Miguel Hidalgo, 11040 Mexico City, Mexico (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 1 State Street, 30th Floor, New York, New York 10004 (“Warrant Agent”).
EARLYBIRDCAPITAL, INC. New York, New York 10017Advisory Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
This is to confirm our agreement whereby DD3 Acquisition Corp., a British Virgin Islands company (“Company”), has requested EarlyBirdCapital, Inc. (the “Advisor”) to assist it in connection with the Company merging with, acquiring shares of, engaging in a share exchange, share reconstruction, recapitalization and amalgamation, purchasing all or substantially all of the assets of, entering into contractual arrangements, or engaging in any other similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-227423) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
This Agreement is made as of ____________, 2018 by and between DD3 Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company (“Trustee”).
DD3 Acquisition Corp.Underwriting Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks
This letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between DD3 Acquisition Corp., a company incorporated under the laws of the British Virgin Islands (the “Company”), and EarlyBirdCapital, Inc. as representative (“Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each Unit comprised of one ordinary share, no par value(the “Ordinary Shares”) and one warrant, each warrant entitling the registered holder to purchase one Ordinary Share at a price of $11.50 per share (each, a “Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
STOCK ESCROW AGREEMENTStock Escrow Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks • New York
STOCK ESCROW AGREEMENT, dated as of ___________, 2018 (“Agreement”), by and among DD3 ACQUISITION CORP., a British Virgin Islands corporation (“Company”), DD3 MEX ACQUISITION CORP (the “Initial Shareholder”) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (“Escrow Agent”).
DD3 Acquisition Corp. c/o DD3 Mex Acquisition Corp Pedregal 24, 4th Floor Colonia Molino del Rey, Del. Miguel Hidalgo 11040 Mexico City, MexicoLetter Agreement • September 28th, 2018 • DD3 Acquisition Corp. • Blank checks
This letter will confirm our agreement that, commencing on the date of our final prospectus (the “Effective Date”) prepared in connection with the registration statement (the “Registration Statement”) for the initial public offering (the “IPO”) of the securities of DD3 Acquisition Corp. (the “Company”) and continuing until the earlier of (i) the consummation by the Company of an initial business combination or (ii) the Company’s liquidation (in each case as described in the Registration Statement) (such earlier date hereinafter referred to as the “Termination Date”), DD3 Mex Acquisition Corp shall make available to the Company certain office space and administrative and support services as may be required by the Company from time to time, situated at Pedregal 24, 4th Floor, Colonia Molino del Rey, Delegación Miguel Hidalgo, 11040 Mexico City, Mexico (or any successor location). In exchange therefor, the Company shall pay DD3 Mex Acquisition Corp the sum of $7,500 per month on the Effec
