STOCK PURCHASE AND TRANSACTION AGREEMENT by and between KCAP FINANCIAL, INC. and BC PARTNERS ADVISORS L.P. DATED AS OF DECEMBER 14, 2018Stock Purchase and Transaction Agreement • December 20th, 2018 • KCAP Financial, Inc. • Delaware
Contract Type FiledDecember 20th, 2018 Company JurisdictionSTOCK PURCHASE AND TRANSACTION AGREEMENT, dated as of December 14, 2018 (this “Agreement”), by and between KCAP Financial, Inc., a Delaware corporation (“KCAP”), and BC Partners Advisors L.P., a Delaware limited partnership (“BCP”). Each of KCAP and BCP may, from time to time, be referred to individually herein as a “Party” and collectively as the “Parties.” Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in Article I.
FORM OF VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • December 20th, 2018 • KCAP Financial, Inc. • Delaware
Contract Type FiledDecember 20th, 2018 Company JurisdictionVOTING AND SUPPORT AGREEMENT, dated as of December 14, 2018 (this “Agreement”), between BC Partners Advisors L.P., a Delaware limited partnership (“BCP”), and [the Stockholder] (the “Stockholder”). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Stock Purchase and Transaction Agreement (as defined below).