STOCK PURCHASE AND TRANSACTION AGREEMENT by and between TRIANGLE CAPITAL CORPORATION and BARINGS LLC DATED AS OF APRIL 3, 2018Stock Purchase and Transaction Agreement • April 9th, 2018 • Triangle Capital CORP • Maryland
Contract Type FiledApril 9th, 2018 Company JurisdictionSTOCK PURCHASE AND TRANSACTION AGREEMENT, dated as of April 3, 2018 (this “Agreement”), by and between Triangle Capital Corporation, a Maryland corporation (“Company”), and Barings LLC, a Delaware limited liability company (“Buyer”). Each of the Company and Buyer may, from time to time, be referred to individually herein as a “Party” and collectively as the “Parties.” Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in Article I.
STOCK PURCHASE AND TRANSACTION AGREEMENT by and between KCAP FINANCIAL, INC. and BC PARTNERS ADVISORS L.P. DATED AS OF DECEMBER 14, 2018Stock Purchase and Transaction Agreement • December 20th, 2018 • KCAP Financial, Inc. • Delaware
Contract Type FiledDecember 20th, 2018 Company JurisdictionSTOCK PURCHASE AND TRANSACTION AGREEMENT, dated as of December 14, 2018 (this “Agreement”), by and between KCAP Financial, Inc., a Delaware corporation (“KCAP”), and BC Partners Advisors L.P., a Delaware limited partnership (“BCP”). Each of KCAP and BCP may, from time to time, be referred to individually herein as a “Party” and collectively as the “Parties.” Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in Article I.