0001157523-19-002032 Sample Contracts

EQUITY INTERESTS PURCHASE AGREEMENT
Equity Interests Purchase Agreement • October 3rd, 2019 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York

This EQUITY INTERESTS PURCHASE AGREEMENT (this “Agreement”), dated as of September 27, 2019, is entered into by and among Weeden Investors L.P., a Delaware limited partnership (“LP”), Weeden Securities Corporation, a Delaware corporation (“GP” and together with LP, each, a “Seller” and collectively, the “Sellers”), and Siebert Financial Corp., a New York corporation (the “Purchaser”). Each of the Sellers and the Purchaser may be referred to herein as a “Party” and collectively, as the “Parties”).

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ESCROW AGREEMENT
Escrow Agreement • October 3rd, 2019 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York

This Escrow Agreement (this “Agreement”) is entered into as of September 27, 2019, by and among Siebert Financial Corp., a Delaware corporation (the “Buyer”), Weeden Securities Corporation, a Delaware corporation (the “GP Seller”), Weeden Investors L.P., a Delaware limited partnership (“LP Seller” and, together with GP Seller, the “Sellers”)and Citibank, N.A. (the “Escrow Agent”).

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