SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 13th, 2007 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 6, 2007 among Empire Financial Holding Company, a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT B REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 13th, 2007 • Empire Financial Holding Co • Security brokers, dealers & flotation companies
This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).
COMMON STOCK PURCHASE WARRANT EMPIRE FINANCIAL HOLDING COMPANYEmpire Financial Holding Co • March 13th, 2007 • Security brokers, dealers & flotation companies
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Empire Financial Holding Company, a Florida corporation (the “Company”), up to ____ shares (the “Warrant Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
