0001162044-12-000996 Sample Contracts

UNDERWRITING AGREEMENT Between The DMS Funds and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • October 22nd, 2012 • DMS Funds • Nebraska

THIS UNDERWRITING AGREEMENT made the ______ day of ____________ 20____ by and between The DMS Funds, a Pennsylvania business trust, having its principal office and place of business at 2619 Leiscz’s Bridge Road, Suite 200, Leesport, Pennsylvania 19533 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

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