MANAGEMENT AGREEMENTManagement Agreement • October 28th, 2015 • TCG Financial Series Trust IV • New York
The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 28th, 2015 • TCG Financial Series Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of September, 2015, by and between TCG Financial Series Trust IV (the “Trust”), on behalf of the TCG Liquidity Plus Government Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • October 28th, 2015 • TCG Financial Series Trust IV • New York
This Compliance Services Agreement (the “Agreement”) is dated as of September 3, 2015 (the “Effective Date”), between TCG Financial Series Trust IV, an Ohio business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
