INVESTMENT ADVISORY AGREEMENT STATE TRUSTInvestment Advisory Agreement • January 12th, 2017 • State Trust • Delaware
AGREEMENT made this 12 day of December 2016 between New York Alaska ETF Management LLC, a Delaware limited liability company (“Adviser”), and State Trust, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust listed on the attached Exhibit A as it may be amended from time to time (each series is hereinafter referred to as a “Fund”).
AGREEMENT AND DECLARATION OF TRUST OF STATE TRUSTAgreement and Declaration • January 12th, 2017 • State Trust • Delaware
WHEREAS, State Trust was established on June 21, 2016 with the filing of a Certificate of Trust with the Secretary of State of the State of Delaware for the purposes of carrying on the business of a management investment company;
CUSTODY AGREEMENTCustody Agreement • January 12th, 2017 • State Trust • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of October 4, 2016, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and State Trust – 1-3 Month Enhanced Short Duration Mutual Fund, a trustformed under the laws of the State of Delaware (the “Company”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 12th, 2017 • State Trust • New York
THIS AGREEMENT is made as of January 5, 2017 between State Trust – Enhanced Ultra Short Duration Mutual Fund (“Fund”), an SEC regulated fund, and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • January 12th, 2017 • State Trust • Ohio
THIS AGREEMENT is made and entered into this 18 day of July, 2016 by and between the State Trust (the “Trust”), a Delaware business trust having its principal place of business at 535 Fifth Avenue, 4th Floor, New York, New York 10017, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING and ADMINISTRATION SERVICES AGREEMENTAccounting and Administration Services Agreement • January 12th, 2017 • State Trust • Ohio
THIS AGREEMENT is made and entered into this 18 day of July, 2016 by and between the State Trust (the “Trust”), a Delaware business trust having its principal place of business at 535 Fifth Avenue, 4th Floor, New York, New York 10017, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
DATED CUSTODIAN AGREEMENTCustodian Agreement • January 12th, 2017 • State Trust
[FULL COMPANY NAME] incorporated and registered in [INSERT DETAILS] with company number [NUMBER] whose registered office is at [REGISTERED OFFICE ADDRESS] (Client).
SUBSCRIPTION AGREEMENT BETWEEN STATE TRUST (THE “TRUST”), ON BEHALF OF 1-3 MONTH ENHANCED SHORT DURATION MUTUAL FUND (THE “FUND”), AND THE PURCHASER LETTER OF INVESTMENT INTENTSubscription Agreement Between State Trust • January 12th, 2017 • State Trust
The undersigned (the “Purchaser”) hereby subscribes to purchase a beneficial interest (“Interest”) in the Fund, in the amount of $100,000.00 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.00.
