1,000,000 in Shares of Common Stock SUPERCONDUCTOR TECHNOLOGIES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 27th, 2012 • Superconductor Technologies Inc • Radio & tv broadcasting & communications equipment • New York
Form of Representative’s Warrant AgreementRepresentative’s Warrant Agreement • November 27th, 2012 • Superconductor Technologies Inc • Radio & tv broadcasting & communications equipment • Delaware
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE YEAR FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER IN ACCORDANCE WITH FINRA CONDUCT RULE 5110 (g)(1)
