SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEESRestricted Stock Agreement • May 6th, 2004 • SWS Group Inc • Security brokers, dealers & flotation companies • Texas
SWS Group, Inc., a Delaware corporation (the “Company”), hereby grants to the individual whose name appears above (“Grantee”), pursuant to the provisions of the SWS Group, Inc. 2003 Restricted Stock Plan, as amended from time to time in accordance with its terms (the “Plan”), a restricted stock award (this “Award”) of shares (the “Awarded Shares”) of its common stock, par value $0.10 per share (the “Common Stock”), effective as of the date of grant as set forth above (the “Grant Date”), upon and subject to the terms and conditions set forth in this Restricted Stock Agreement (this “Agreement”) and in the Plan, which are incorporated herein by reference. Unless otherwise defined in this Agreement, capitalized terms used in this Agreement shall have the meanings assigned to them in the Plan.
SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR NON- EMPLOYEE DIRECTORSNonqualified Stock Option Agreement • May 6th, 2004 • SWS Group Inc • Security brokers, dealers & flotation companies • Texas
SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR KEY EMPLOYEESNonqualified Stock Option Agreement • May 6th, 2004 • SWS Group Inc • Security brokers, dealers & flotation companies • Texas
Grant of Option. Pursuant to the Southwest Securities Group, Inc. Stock Option Plan (the “Plan”) for key employees of Southwest Securities Group, Inc. (the “Company”) and its subsidiaries, the Company grants to
