FEDERATED INVESTORS, INC.Transaction Agreement • July 29th, 2005 • Federated Investors Inc /Pa/ • Investment advice
Contract Type FiledJuly 29th, 2005 Company IndustryReference is made to that certain Agreement (as amended, modified or otherwise supplemented from time to time, the “Transaction Agreement”), dated as of October 28, 2004, between Federated Investors, Inc. (“Federated”) and Alliance Capital Management L.P. (“Alliance”). This letter amendment (this “Letter Amendment”) amends and supplements the Transaction Agreement as provided herein. Capitalized terms used, but not defined, in this Letter Amendment have the meanings given to them in the Transaction Agreement.
AGREEMENT OF AMENDMENTFederated Investors Program Master Agreement • July 29th, 2005 • Federated Investors Inc /Pa/ • Investment advice • New York
Contract Type FiledJuly 29th, 2005 Company Industry JurisdictionReference is made to that certain Federated Investors Program Master Agreement dated as of October 24, 1997 (as from time to time amended prior to the date hereof, the “Master Agreement”) among Federated Investors Management Company (the “Transferor”), Federated Securities Corp. (the “Distributor”), Federated Funding 1997-1, Inc. (the “Seller”), Federated Investors, Inc. (formerly known as Federated Investors) (the “Parent”), Wilmington Trust Company, not in its individual capacity but solely in its capacity as Owner Trustee of PLT Finance 1997-1 (the “Initial Purchaser”), Putnam Lovell Finance, L.P. (formerly PLT Finance, L.P.) (the “Revolving Purchaser”), Putnam Lovell NBF Securities Inc. (formerly Putnam Lovell Securities Inc.), as program administrator (the “Program Administrator”) and Deutsche Bank Trust Company Americas (formerly Bankers Trust Company), not in its individual capacity but solely as Funding and Collection Agent.
AGREEMENT OF AMENDMENTPurchase and Sale Agreement • July 29th, 2005 • Federated Investors Inc /Pa/ • Investment advice • New York
Contract Type FiledJuly 29th, 2005 Company Industry JurisdictionReference is made to that certain Purchase and Sale Agreement dated as of December 21, 2000 (as from time to time amended prior to the date hereof, the “Purchase Agreement”) among Federated Investors Management Company (the “Transferor”), Federated Securities Corp. (the “Distributor”), Federated Funding 1997-1, Inc. (the “Seller”), Federated Investors, Inc. (the “Parent”), Citibank, N.A., as purchaser (the “Purchaser”), and Citicorp North America, Inc., as program agent (the “Program Agent”).