Standard Contracts
ContractWarrant Agreement • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionTHIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO STOCKERYALE, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • Massachusetts
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionSTOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”), dated as of August 12, 2005, by and between StockerYale, Inc., a Massachusetts corporation (the “Company”), and the investor named on the signature page hereof (the “Investor”).
ContractWarrant Agreement • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • Massachusetts
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionTHIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO STOCKERYALE, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
AMENDMENT AND WAIVERAmendment and Waiver • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionThis Amendment and Waiver (the “Amendment and Waiver”) is entered into by and between StockerYale, Inc., a Massachusetts corporation (the “Borrower”), and Laurus Master Fund, Ltd. (“Laurus”) and is effective as of August 10, 2005.
AMENDMENT AND WAIVERAmendment and Waiver • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionThis Amendment and Waiver (the “Amendment and Waiver”) is entered into by and between StockerYale, Inc., a Massachusetts corporation (the “Borrower”), and Smithfield Fiduciary LLC (“Smithfield”) and is effective as of August 10, 2005.
AMENDMENT AND WAIVERAmendment and Waiver • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionThis Amendment and Waiver (the “Amendment and Waiver”) is entered into by and between StockerYale, Inc., a Massachusetts corporation (the “Borrower”), and Smithfield Fiduciary LLC (“Smithfield”) and is effective as of July 13, 2005.
AMENDMENT AND WAIVERAmendment and Waiver • August 15th, 2005 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledAugust 15th, 2005 Company Industry JurisdictionThis Amendment and Waiver (the “Amendment and Waiver”) is entered into by and between StockerYale, Inc., a Massachusetts corporation (the “Borrower”), and Laurus Master Fund, Ltd. (“Laurus”) and is effective as of July 13, 2005.