THIS STOCK AND WARRANT PURCHASE AGREEMENT (this "Agreement") is made --------- and entered into as of February 12, 2008, by and among The Quercus Trust ("Quercus" or the "Purchaser"), and WorldWater & Solar Technologies Corp., a ------- ---------...Stock and Warrant Purchase Agreement • February 19th, 2008 • Worldwater & Solar Technologies Corp. • Pumps & pumping equipment • Delaware
Contract Type FiledFebruary 19th, 2008 Company Industry Jurisdiction
April 18, 2007 Bernard Zimmerman & Company, Inc. 18 High Meadow Road Weston, CT 06883 Attention: Bernard Zimmerman Re: Stock and Warrant Purchase Agreement (the "Agreement"), dated as of the 10th day of January, 2007, by and between The St. Lawrence...Stock and Warrant Purchase Agreement • April 19th, 2007 • St Lawrence Seaway Corp • Lessors of real property, nec
Contract Type FiledApril 19th, 2007 Company IndustryThis letter will confirm that we have agreed upon an extension of the date of Closing (as defined in the Agreement), under Section 2.1 of the Agreement, to on or about August 31, 2007 or such other date as the Company and the Investor mutually agree upon.
EXHIBIT 10.1 STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • November 14th, 2005 • Afem Medical Corp • Converted paper & paperboard prods (no contaners/boxes) • Oregon
Contract Type FiledNovember 14th, 2005 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • December 29th, 2008 • Stockeryale Inc • Optical instruments & lenses • Massachusetts
Contract Type FiledDecember 29th, 2008 Company Industry JurisdictionSTOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”), dated as of December 24, 2008, by and between StockerYale, Inc., a Massachusetts corporation (the “Company”), and the investor named on the signature page hereof (the “Investor”).
STOCK AND WARRANT PURCHASE AGREEMENT by and between HEALTHAXIS INC. and TAK INVESTMENTS, INC. February 23, 2005Stock and Warrant Purchase Agreement • October 10th, 2006 • Healthaxis Inc • Services-computer programming services • Texas
Contract Type FiledOctober 10th, 2006 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • December 19th, 2007 • Neuro-Hitech, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 19th, 2007 Company Industry JurisdictionThis STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of the date of the signature of the Company set forth on the signature pages hereof, by and among NEURO-HITECH, INC., a Delaware corporation, with its principal offices at One Penn Plaza, Suite 1503, New York, New York 10019 (including its Subsidiaries as defined below, the “Company”), and each person identified as an Investor on the signature pages hereto (each, an "Investor" and collectively, the “Investors”).
ANDStock and Warrant Purchase Agreement • January 10th, 2007 • St Lawrence Seaway Corp • Lessors of real property, nec • Indiana
Contract Type FiledJanuary 10th, 2007 Company Industry Jurisdiction
Execution Version STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis Stock and Warrant Purchase Agreement (“Agreement”) is made and entered into this 7th day of January, 2016, by and between PharmaCyte Biotech, Inc., a Nevada corporation, with a business address of 12510 Prosperity Drive, Suite 310, Silver Spring, Maryland 20904 (“Seller”), and SPYR, Inc., a Nevada corporation, with a business address of 4643 S. Ulster St., Suite 1510, Denver CO 80237 (“Purchaser”). Both Seller and Purchaser are referred to individually as a “Party” and jointly as the “Parties.”
Exhibit 4.6 STOCK AND WARRANT PURCHASE AGREEMENT Insmed Incorporated Ladies & Gentlemen: The undersigned, _________________________________(the "Investor"), hereby confirms its agreement with you as follows: 1. This Stock and Warrant Purchase...Stock and Warrant Purchase Agreement • July 24th, 2003 • Insmed Inc • Pharmaceutical preparations • Virginia
Contract Type FiledJuly 24th, 2003 Company Industry Jurisdiction
FORM OF STOCK AND WARRANT PURCHASE AGREEMENT (NON-U.S. PURCHASER)Stock and Warrant Purchase Agreement • May 9th, 2007 • Natural Health Trends Corp • Wholesale-miscellaneous nondurable goods • Delaware
Contract Type FiledMay 9th, 2007 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • August 9th, 2013 • Biotime Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 9th, 2013 Company Industry JurisdictionTHIS STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is entered into as of June 3, 2013 (the “Effective Date”) by and between BioTime, Inc., a California corporation (the “Company”) and each of the undersigned identified on the signature page attached hereto (each such undersigned, individually and/or collectively, as applicable, a “Purchaser").
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • March 29th, 2006 • Sherbrooke Partners, LLC • Surgical & medical instruments & apparatus • Oregon
Contract Type FiledMarch 29th, 2006 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement (this “Agreement”) sets forth the terms under which Buyers will purchase Seller’s entire equity interest in Company and related transactions will be documented and consummated.
STOCK AND WARRANT PURCHASE AGREEMENT by and among WATCHIT MEDIA, INC. and THE PURCHASERS IDENTIFIED HEREIN Dated as of April 28, 2006Stock and Warrant Purchase Agreement • May 5th, 2006 • Watchit Media, Inc. • Services-motion picture & video tape production • California
Contract Type FiledMay 5th, 2006 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement, dated as of April 28, 2006, is made by and among Watchit Media, Inc., a Delaware corporation (the “Company”), and each of the persons or entities set forth on Schedule 1 hereto (each, a “Purchaser” and collectively, the “Purchasers”).
STOCK AND WARRANT PURCHASE AGREEMENT ParkerVision, Inc. 8493 Baymeadows Way Jacksonville, FL 32256 Ladies and Gentlemen: The undersigned, ___________________ (the "Investor"), hereby confirms its agreement with you as follows: 1. This Stock and...Stock and Warrant Purchase Agreement • February 7th, 2006 • Parkervision Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledFebruary 7th, 2006 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENT by and among COTELLIGENT, INC. and THE PURCHASERS IDENTIFIED HEREIN Dated as of , 2005Stock and Warrant Purchase Agreement • April 28th, 2005 • Cotelligent Inc • Services-computer integrated systems design • New York
Contract Type FiledApril 28th, 2005 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement, dated as of , 2005 , is made by and among Cotelligent, Inc., a Delaware corporation (the “Company”), and each of the persons or entities set forth on Schedule 1 hereto (each, a “Purchaser” and collectively, the “Purchasers”).
STOCK AND WARRANT PURCHASE AGREEMENT BIOTIME, INC. 2,200,000 Units Each Unit Consisting of One Common Share and One Common Share Purchase Warrant Price: $1.8182 per Unit READ THIS AGREEMENT CAREFULLY BEFORE YOU INVESTStock and Warrant Purchase Agreement • May 15th, 2009 • Biotime Inc • Biological products, (no disgnostic substances) • California
Contract Type FiledMay 15th, 2009 Company Industry JurisdictionThis Agreement is entered into by Broadwood Partners, L.P. (“Purchaser”) and BioTime, Inc., a California corporation (the “Company).
STOCK AND WARRANT PURCHASE AGREEMENT by and between CONSECO, INC. and PAULSON & CO. INC. October 13, 2009Stock and Warrant Purchase Agreement • November 23rd, 2009 • Paulson & Co Inc • Accident & health insurance • Delaware
Contract Type FiledNovember 23rd, 2009 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement (this “Agreement”) is made as of October 13, 2009, by and between Conseco, Inc., a Delaware corporation (the “Company”), and Paulson & Co. Inc., a Delaware corporation, on behalf of the several investment funds and accounts managed by it (“Purchaser”).
EXHIBIT 1 STOCK AND WARRANT PURCHASE AND INVESTOR RIGHTS AGREEMENT This STOCK AND WARRANT PURCHASE AND INVESTOR RIGHTS AGREEMENT (this "Agreement") is made and entered into as of April 26, 2000, by and between ESOFT, INC., a Delaware corporation (the...Stock and Warrant Purchase Agreement • May 8th, 2000 • Gateway Co Inc • Services-prepackaged software • Delaware
Contract Type FiledMay 8th, 2000 Company Industry Jurisdiction
CALIFORNIA MICRO DEVICES CORPORATION STOCK AND WARRANT PURCHASE AGREEMENT July 28, 2003Stock and Warrant Purchase Agreement • November 14th, 2003 • California Micro Devices Corp • Electronic components & accessories • California
Contract Type FiledNovember 14th, 2003 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement (this “Agreement”) is made as of the 28th day of July, 2003 (the “Effective Date”), by and among California Micro Devices Corporation, a California corporation (the “Company”), and each of the persons listed on the signature pages hereto (each of whom is herein referred to individually as an “Investor” and collectively as the “Investors”). The parties hereto agree as follows:
1 EXHIBIT 10.16 NOVAVAX, INC. STOCK AND WARRANT PURCHASE AGREEMENT This Stock and Warrant Purchase Agreement (the "Agreement") is made as of April 14, 1999 between Novavax, Inc., a Delaware corporation (the "Company"), and the purchasers who are...Stock and Warrant Purchase Agreement • April 15th, 1999 • Novavax Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledApril 15th, 1999 Company Industry Jurisdiction
AMENDED AND RESTATED STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • April 14th, 2009 • Echo Therapeutics, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledApril 14th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of April 2, 2009, by and among Echo Therapeutics, Inc., a Delaware corporation (the “Company”), and each of the purchasers of the Series A-2 Preferred Stock of the Company whose names are set forth on Exhibit A attached hereto (each a “Purchaser” and collectively, the “Purchasers”).
1 EXHIBIT 99.1 STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • December 3rd, 1999 • Carrizo Oil & Gas Inc • Crude petroleum & natural gas • Texas
Contract Type FiledDecember 3rd, 1999 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • May 22nd, 2009 • Balqon Corp. • Industrial trucks, tractors, trailors & stackers • California
Contract Type FiledMay 22nd, 2009 Company Industry JurisdictionTHIS STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made on the 28th day of August, 2008, by and among BALQON CORPORATION, a California corporation (the “Company”), and MARLIN FINANCIAL GROUP, INC. (the “Investor”).
EXHIBIT 10.1 STOCK AND WARRANT PURCHASE AGREEMENT Acusphere, Inc. Ladies & Gentlemen: The undersigned, __________________________ (the "INVESTOR"), hereby confirms its agreement with you as follows: 1. This Stock and Warrant Purchase Agreement is made...Stock and Warrant Purchase Agreement • August 4th, 2004 • Acusphere Inc • Pharmaceutical preparations • Delaware
Contract Type FiledAugust 4th, 2004 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • April 28th, 2003 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledApril 28th, 2003 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENT THIS AGREEMENT (the "Agreement") is entered into as of the 29th day of March, 1999 by and between ZAP Power Systems, a California corporation having its principal place of business at 117 Morris Street, Sebastopol,...Stock and Warrant Purchase Agreement • April 30th, 1999 • Ridgewood Power Growth Fund /Nj • California
Contract Type FiledApril 30th, 1999 Company Jurisdiction
From: The Undersigned Purchaser The undersigned (the “Purchaser”), hereby confirms its agreement with you as follows:Stock and Warrant Purchase Agreement • November 4th, 2011 • Natural Health Trends Corp • Wholesale-miscellaneous nondurable goods • Delaware
Contract Type FiledNovember 4th, 2011 Company Industry Jurisdictionincluding but not limited the representations and warranties of the Company set forth in Section 3 of Annex I, and has received, read and is familiar with the Company’s Annual Report on Form 10-K for the year ended December 31, 2006 and the Current Reports on Form 8-K and all other reports filed by the Company under the U.S. Securities Exchange Act of 1934 between January 1, 2007 and April 16, 2007(the “SEC Reports”), including without limitation the “Risk Factors” set forth under the caption “Item 1A. Risk Factors” commencing on page 11 of the above referenced Form 10-K. Further, the Purchaser acknowledges that it has received, read, and is familiar with the additional “Offering Risk Factors” included with the Company’s Disclosure Package that incorporates the SEC Reports (the “Offering Risk Factors”). Purchaser acknowledges that certain statements contained in the SEC Reports constitute “Forward-Looking Statements,” as referenced under the caption “Forward-Looking Statements” set for
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • September 3rd, 2004 • Act Teleconferencing Inc • Communications services, nec
Contract Type FiledSeptember 3rd, 2004 Company Industry
1 EXHIBIT 10.50 STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • November 12th, 1997 • Guilford Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 12th, 1997 Company Industry Jurisdiction
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • January 29th, 2003 • Cardima Inc • Orthopedic, prosthetic & surgical appliances & supplies • California
Contract Type FiledJanuary 29th, 2003 Company Industry Jurisdictionthe number of Warrant Shares (as defined in Annex I hereto) subject to purchase shall be permanently reduced on a share-for-share basis by the number of shares of Common Stock and other Company securities (including short sales and sales or purchases of derivative securities) sold by the Purchaser during such two (2) month period after the date of issuance. The Warrants also are subject to a mandatory exchange or termination in the case of certain reorganizations, mergers, or divestitures.
July 23, 2001 PVI Holding, LLC c/o Cablevision Systems Corporation 1111 Stewart Avenue Bethpage, New York 11714 Attention: General Counsel Re: Stock and Warrant Purchase Agreement (the "Agreement"), dated as of February 4, 2001, between Princeton...Stock and Warrant Purchase Agreement • September 27th, 2001 • Cablevision Systems Corp /Ny • Cable & other pay television services
Contract Type FiledSeptember 27th, 2001 Company Industry
AMENDMENT OF STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • March 18th, 2013 • Biotime Inc • Biological products, (no disgnostic substances)
Contract Type FiledMarch 18th, 2013 Company IndustryALAMEDA, Calif., March 7, 2013 - BioTime, Inc. (NYSE MKT: BTX) today announced it has amended its $5 million Stock and Warrant Purchase Agreement with Romulus Films, Ltd., originally signed on January 4, 2013. Through the amendment, BioTime and Romulus have agreed to accelerate the closing date for the $3 million second tranche of the $5 million financing. The first $2 million tranche under the agreement was funded in January 2013. The second tranche was originally intended to close later this year concurrent with the closing of the acquisition of certain stem cell assets by BioTime’s subsidiary BioTime Acquisition Corporation (BAC) pursuant to an Asset Contribution Agreement among BioTime, BAC, and Geron Corporation. Under the amendment, the remaining $3 million investment in BioTime will be funded on April 10, 2013. Romulus has also committed to invest $5 million in BAC in conjunction with the consummation of the stem cell asset acquisition, which is expected to occur later this year
STOCK AND WARRANT PURCHASE AGREEMENTStock and Warrant Purchase Agreement • August 30th, 2021 • Techprecision Corp • Fabricated structural metal products • Delaware
Contract Type FiledAugust 30th, 2021 Company Industry JurisdictionTHIS STOCK AND WARRANT PURCHASE AGREEMENT (“Agreement”) is made as of August 24, 2021, by and between Stadco New Acquisition, LLC, a Delaware limited liability company (“Buyer”), TechPrecision Corporation, a Delaware corporation and the parent of Buyer (“Parent”), and Five Crowns Credit Partners, LLC (“Seller”).
ONYX PHARMACEUTICALS, INC. STOCK AND WARRANT PURCHASE AGREEMENT May 6, 2002Stock and Warrant Purchase Agreement • June 5th, 2002 • Onyx Pharmaceuticals Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledJune 5th, 2002 Company Industry JurisdictionTHIS AGREEMENT (“Agreement”) is made as of the 6th day of May, 2002 (the “Effective Date”), by and among ONYX PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and each of those persons and entities, severally and not jointly, set forth on the Schedule of Purchasers attached as Exhibit A hereto (which persons and entities are hereinafter collectively referred to herein as “Purchasers” and each individually as a “Purchaser”).
STOCK AND WARRANT PURCHASE AGREEMENT BY AND BETWEEN QUALMARK CORPORATION AND INVESTORS DECEMBER 21, 2007Stock and Warrant Purchase Agreement • March 31st, 2008 • Qualmark Corp • Laboratory apparatus & furniture • Colorado
Contract Type FiledMarch 31st, 2008 Company Industry JurisdictionThis Stock and Warrant Purchase Agreement (this “Agreement”) is made as of the 21th day of December 2007 by and among QualMark Corporation, a Colorado corporation (the “Company”), and those investors listed on Exhibit A (each a “Purchaser” and, collectively, the “Purchasers”).