0001193125-05-186585 Sample Contracts

AGREEMENT

Reformation Agreement • September 16th, 2005 • SWS Group Inc • Security brokers, dealers & flotation companies • Iowa

• Contract Type
  Reformation Agreement
• Filed
  September 16th, 2005
• Company
  SWS Group Inc
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Iowa

This Agreement is entered into and is effective as of the 12th day of September, 2005 (the “Effective Date”), by and between the Attorney General of the State of Iowa (the “Attorney General”) and FSB Financial, Ltd., a Texas Limited Partnership (hereinafter “FSB”).

AGREEMENT

Reformation Agreement • September 16th, 2005 • SWS Group Inc • Security brokers, dealers & flotation companies

• Contract Type
  Reformation Agreement
• Filed
  September 16th, 2005
• Company
  SWS Group Inc
• Industry
  Security brokers, dealers & flotation companies

This Agreement is entered into and is effective as of the 14th day of September, 2005 (the “Effective Date”), by and between the Attorney General of the State of South Dakota (the “Attorney General”) and FSB Financial, Ltd., a Texas Limited Partnership (hereinafter “FSB”).