0001193125-05-238387 Sample Contracts
AMENDMENT AGREEMENTTransaction Agreement • December 7th, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 7th, 2005 Company Industry JurisdictionAMENDMENT No. 1 (this “Amendment”), dated as of November 30, 2005, to the Transaction Agreement (the “Original Agreement”), dated as of June 23, 2005, by and between Citigroup Inc., a Delaware corporation (“Citigroup”), and Legg Mason, Inc., a Maryland corporation (“Legg Mason”, and together with Citigroup, the “Parties”). Capitalized terms used but not defined herein shall have the meanings assigned to such terms in the Original Agreement.
Standard Contracts
PRIVATE CLIENT TRANSITION SERVICES AGREEMENT by and between CITIGROUP INC. and LEGG MASON, INC. Dated as of December 1, 2005Private Client Transition Services Agreement • December 7th, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 7th, 2005 Company Industry JurisdictionThis PRIVATE CLIENT TRANSITION SERVICES AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and between CITIGROUP INC., a Delaware corporation (“Purchaser”), and LEGG MASON, INC., a Maryland corporation (“Seller,” together with Seller, the “Parties,” and each individually a “Party”).
REGISTRATION AND INVESTOR RIGHTS AGREEMENT by and between Citigroup Inc. and Legg Mason, Inc.Registration and Investor Rights Agreement • December 7th, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 7th, 2005 Company Industry JurisdictionREGISTRATION AND INVESTOR RIGHTS AGREEMENT dated as of December 1, 2005, by and between Legg Mason, Inc., a Maryland corporation (the “Company”), and Citigroup Inc., a Delaware corporation (the “Stockholder”).
CAPITAL MARKETS TRANSITION SERVICES AGREEMENT by and between CITIGROUP INC. and LEGG MASON, INC. Dated as of December 1, 2005Capital Markets Transition Services Agreement • December 7th, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 7th, 2005 Company Industry JurisdictionThis CAPITAL MARKETS TRANSITION SERVICES AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and between CITIGROUP INC., a Delaware corporation (“Purchaser”), and LEGG MASON, INC., a Maryland corporation (“Seller,” together with Seller, the “Parties,” and each individually a “Party”).
TRANSITION SERVICES AGREEMENT by and between CITIGROUP INC. and LEGG MASON, INC. Dated as of December 1, 2005Transition Services Agreement • December 7th, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 7th, 2005 Company Industry JurisdictionThis TRANSITION SERVICES AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and between CITIGROUP INC., a Delaware corporation (“Seller”), and LEGG MASON, INC., a Maryland corporation (“Purchaser,” together with Seller, the “Parties,” and each individually a “Party”).