SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
If the selling stockholders effect such transactions by selling shares of Common Stock to or through underwriters, broker-dealers or agents, such underwriters, broker-dealers or agents may receive commissions in the form of discounts, concessions or commissions from the selling stockholders or commissions from purchasers of the shares of Common Stock for whom they may act as agent or to whom they may sell as principal (which discounts, concessions or commissions as to particular underwriters, broker-dealers or agents may be in excess of those customary in the types of transactions involved). In connection with sales of the shares of Common Stock or otherwise, the selling stockholders may enter into hedging transactions with broker-dealers, which may in turn engage in short sales of the shares of Common Stock in the course of hedging in positions they assume. The selling stockholders may also sell shares of Common Stock short and deliver shares of Common Stock covered by this prospectus
LOCK-UP AGREEMENTLock-Up Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This Lock-Up Agreement (this “Agreement”) is delivered to you pursuant to Section 7(l) of the Securities Purchase Agreement (the “Purchase Agreement”) dated September , 2006 among International Assets Holding Corporation (the “Company”) and the investors listed on the Schedule of Buyers attached to the Purchase Agreement (collectively, the “Buyers”). Capitalized terms used in this Agreement that are not otherwise defined in this Agreement have the meanings given to them in the Purchase Agreement.
