CORTEX PHARMACEUTICALS, INC. 5,021,427 Shares Warrants to Purchase 3,263,927 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 19th, 2007 • Cortex Pharmaceuticals Inc/De/ • Pharmaceutical preparations • New York
Contract Type FiledJanuary 19th, 2007 Company Industry JurisdictionThe undersigned, Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), desires to engage Roth Capital Partners, LLC as placement agent (the “Placement Agent”), as set forth herein, in connection with the issuance and sale of the Securities (as defined below).
Subscription AgreementSubscription Agreement • January 19th, 2007 • Cortex Pharmaceuticals Inc/De/ • Pharmaceutical preparations
Contract Type FiledJanuary 19th, 2007 Company IndustryThis subscription (this “Subscription”) is dated January 16, 2007, by and between the investor identified on the signature page hereto (the “Investor”) and Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), whereby the parties agree as follows: