Exhibit (d)(16) Sub-Advisory Agreement among the Registrant, the Advisor and Piedmont FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 16th, 2007 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of July 11, 2007, is by and among Piedmont Investment Advisors, LLC, (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Large Cap Equity Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (h)(5)(f) Expense Limitation Agreement for the Forward International Small Companies Fund (Institutional Class shares) EXPENSE LIMITATION AGREEMENT FOR FORWARD INTERNATIONAL SMALL COMPANIES FUND (INSTITUTIONAL CLASS SHARES)Expense Limitation Agreement • July 16th, 2007 • Forward Funds
THIS AGREEMENT, dated as of January 2, 2007, is made and entered into by and between Forward Funds, a Delaware statutory trust (the “Trust”), on behalf of the Institutional Class shares of its series, Forward International Small Companies Fund (the “Fund”), and Forward Management, LLC (the “Investment Advisor”).
Exhibit (h)(5)(e) Expense Limitation Agreement for the Forward International Small Companies Fund (Investor Class shares) EXPENSE LIMITATION AGREEMENT FOR FORWARD INTERNATIONAL SMALL COMPANIES FUND (INVESTOR CLASS SHARES)Expense Limitation Agreement • July 16th, 2007 • Forward Funds
THIS AGREEMENT, dated as of January 2, 2007, is made and entered into by and between Forward Funds, a Delaware statutory trust (the “Trust”), on behalf of the Investor Class shares of its series, Forward International Small Companies Fund (the “Fund”), and Forward Management, LLC (the “Investment Advisor”).
Exhibit (h)(5)(l) Expense Limitation Agreement for the Sierra Club Stock Fund (Class A shares) EXPENSE LIMITATION AGREEMENT FOR SIERRA CLUB STOCK FUND (CLASS A SHARES)Expense Limitation Agreement • July 16th, 2007 • Forward Funds
THIS AGREEMENT, dated as of May 1, 2007, is made and entered into by and between Forward Funds, a Delaware statutory trust (the “Trust”), on behalf of the Class A shares of its series, Sierra Club Stock Fund (the “Fund”), and Forward Management, LLC (the “Investment Advisor”).
Exhibit (e)(1)(b) Addendum to Distribution Agreement between the Registrant and ALPS Distributors Addendum to Distribution Agreement Dated September 30, 2005 Between ALPS Distributors, Inc. and Forward FundsDistribution Agreement • July 16th, 2007 • Forward Funds
WHEREAS, in light of the foregoing, the Distributor and the Fund wish to modify the provisions of the Agreement to reflect the Distributor’s new address.
Exhibit (h)(3)(c) Second Addendum to Transfer Agent Interactive Client Services Second Addendum to Transfer Agent Interactive Client Services Agreement Dated September 12, 2005 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent Interactive Client Services Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Trust have entered into a Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated September 12, 2005;
Exhibit (h)(1)(b) Addendum to Fund Accounting and Administration Agreement between the Registrant and ALPS Addendum to Fund Accounting and Administration Agreement Dated September 12, 2005 Between ALPS Mutual Funds Services, Inc. and Forward FundsFund Accounting and Administration Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Trust have entered into a Fund Accounting and Administration Agreement (the “Agreement”) dated September 12, 2005;
Exhibit (h)(1)(c) Second Addendum to Fund Accounting and Administration Agreement between the Registrant and ALPS Second Addendum to Fund Accounting and Administration Agreement Dated September 12, 2005 Between ALPS Fund Services, Inc. and Forward FundsFund Accounting and Administration Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Fund have entered into a Fund Accounting and Administration Agreement (the “Agreement”) dated September 12, 2005;
Exhibit (h)(2)(c) Second Addendum to Transfer Agent and Service Agreement between the Registrant and ALPS Second Addendum to Transfer Agent and Service Agreement Dated September 12, 2005 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent and Service Agreement • July 16th, 2007 • Forward Funds
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect ALPS’ new address.
Exhibit (h)(3)(b) Addendum to the Transfer Agent Interactive Client Services Agreement between the Registrant and ALPS Addendum to the Transfer Agent Interactive Client Services Agreement Dated September 12, 2005 Between ALPS Mutual Funds Services,...Transfer Agent Interactive Client Services Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Trust have entered into a Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated September 12, 2005;
Exhibit (h)(2)(b) Addendum to the Transfer Agent and Service Agreement between the Registrant and ALPS Addendum to the Transfer Agent and Service Agreement Dated September 12, 2005 Between ALPS Mutual Funds Services, Inc. and Forward FundsTransfer Agent and Service Agreement • July 16th, 2007 • Forward Funds
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect the change in the name of ALPS Mutual Funds Services, Inc., to ALPS Fund Services, Inc.
