ContractWarrant Agreement • September 5th, 2007 • Rubicon Technology, Inc. • California
THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933 ACT AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS.
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
THIS EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of the 17th day of November, 2005 (the “Effective Date”), by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”), and Raja M. Parvez, a resident of the State of Pennsylvania (the “Executive”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Delaware
This Indemnification Agreement (“Agreement”) is made as of this day of , 2007 by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”), and the undersigned [director/officer] of the Company (“Indemnitee”).
WARRANT TO PURCHASE PREFERRED STOCKWarrant Agreement • September 5th, 2007 • Rubicon Technology, Inc. • California
THIS WARRANT CERTIFIES THAT, for the agreed upon value of $1.00 and for other good and valuable consideration, including the execution and delivery of that certain Master Lease Agreement dated as of July 28, 2003 (the “Lease”), this Warrant is issued to ATEL VENTURES, INC. and/or its assignees/nominees (“Holder”) by RUBICON TECHNOLOGY, INC., a Delaware corporation (the “Company”).
THIRD AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENTStockholders’ Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Delaware
This Third Amended and Restated Stockholders’ Agreement (this “Agreement”) is made and entered into as of June 28, 2005 (the “Effective Date”), by and among Rubicon Technology, Inc., a Delaware corporation (the “Corporation”), those stockholders on the signature pages hereto, and those stockholders listed on Schedule I hereto (hereinafter sometimes referred to individually as “Stockholder” and collectively as the “Stockholders”).
RUBICON TECHNOLOGY, INC. AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • September 5th, 2007 • Rubicon Technology, Inc.
THIS AMENDMENT (This “Amendment”) to the Executive Employment Agreement dated November 17, 2005 (the “Agreement”), is made and entered into as of July 25, 2007 (the “Effective Date”), by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”), and Raja Parvez (“Executive”).
RUBICON TECHNOLOGY, INC. POST-IPO CHANGE OF CONTROL SEVERANCE AGREEMENTSeverance Agreement • September 5th, 2007 • Rubicon Technology, Inc.
THIS SEVERANCE AGREEMENT (This “Agreement”) is made and entered into as of (the “Effective Date”), by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”), and (“Employee”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
THIS EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of July 30, 2007 (the “Effective Date”), by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”), and William F. Weissman, a resident of the State of Illinois (the “CFO”).
SERIES E STOCKHOLDERS’ AGREEMENTStockholders' Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Delaware
This Series E Stockholders’ Agreement (this “Agreement”) is made and entered into as of November 30, 2005 (the “Effective Date”), by and among Rubicon Technology, Inc., a Delaware corporation (the “Corporation”) and those stockholders who are the purchasers of the Series E Convertible Preferred Stock, par value $0.001 per share, of the Corporation (the “Series E Preferred Stock”) pursuant to the Series E Purchase Agreement (defined below) (such stockholders hereinafter sometimes referred to individually as “Stockholder” and collectively as the “Stockholders”).
INDUSTRIAL BUILDING LEASE Between: PHILLIP J. LATORIA, JR., Lessor and RUBICON TECHNOLOGY, INC., LesseeIndustrial Building Lease • September 5th, 2007 • Rubicon Technology, Inc.
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • September 5th, 2007 • Rubicon Technology, Inc. • California
THIS LOAN AND SECURITY AGREEMENT is made and dated as of April 9, 2007 and is entered into by and between RUBICON TECHNOLOGY, INC. a Delaware corporation, and each of its subsidiaries (hereinafter collectively referred to as “Borrower”), on the one hand, and HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a Maryland corporation (“Lender” and collectively with any assignee, the “Lenders”), on the other hand.
AMENDMENT TO COMMERCIAL LEASECommercial Lease • September 5th, 2007 • Rubicon Technology, Inc.
This AMENDMENT TO COMMERCIAL LEASE (the “Amendment”) is effective as of the 6th day of May, 2005 by and between BARTMANNS, PERALES & DOLTER, LLC (“Lessor” or “BP&D”) and RUBICON TECHNOLOGY, INC. (“Lessee” or “Rubicon”).
RUBICON TECHNOLOGY, INC. SEVERANCE AGREEMENTSeverance Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
THIS SEVERANCE AGREEMENT (this “Agreement”) is made and entered into by and between Rubicon Technology, Inc., a Delaware corporation (the “Company”) and Hap R. Hewes (“Executive”) as of September 8, 2005 (the “Effective Date”).
FOURTH AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
This Fourth Amended and Restated Registration Rights Agreement (this “Agreement”) is made as of November 30, 2005 (the “Effective Date”) by and among Rubicon Technology, Inc., a Delaware corporation (the “Company”), those persons listed on the signature pages hereto, and those persons listed on Schedule I attached hereto (the “Investors”).
EMPLOYMENT AGREEMENT Between RUBICON TECHNOLOGY, INC. And Hap HewesEmployment Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
This Employment Agreement (the “Agreement”), effective as of March 29, 2004 (the “Effective Date”), is entered into by and between Hap Hewes (“Employee”) and Rubicon Technology, Inc., a Delaware corporation (the “Company”).
ContractWarrant Agreement • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE CORPORATION AND ITS COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED.
INDUSTRIAL SPACE LEASEIndustrial Space Lease • September 5th, 2007 • Rubicon Technology, Inc. • Illinois
THIS LEASE, made and entered into in Chicago, Illinois as of this 29 day of July, 2005 by and between Rubicon Technology, Inc. (“Tenant”), and Radion Mogilevsky and Nanette Mogilevsky (“Landlord”);
