NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST September 11, 2007Agreement and Declaration of Trust • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • Massachusetts
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 11th day of September, 2007, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 3rd day of May, 2007, for the purposes of eliminating references to the sole initial trustee and making certain other technical changes hereto.
AMENDED AND RESTATED BYLAWS of NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND (Dated as of September 11, 2007)Bylaws • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund
PORTFOLIO MANAGEMENT AGREEMENT Nicholas-Applegate Global Equity & Convertible Income FundPortfolio Management Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund
This Portfolio Management Agreement is executed as of September , 2007 by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Portfolio Manager”).
INVESTMENT MANAGEMENT AGREEMENT Nicholas-Applegate Global Equity & Convertible Income FundInvestment Management Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund
This Investment Management Agreement is executed as of September , 2007 by and between NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund
THIS AGREEMENT is made as of September , 2007 by and between PFPC INC., a Massachusetts corporation (“PFPC”) and NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND, a Massachusetts business trust (the “Fund”).
Master Agreement Among UnderwritersMaster Agreement Among Underwriters • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
We hereby agree that this Master Agreement Among Underwriters (this “Agreement”) will apply to our participation in offerings of securities where you act as Manager or one of the Managers of the underwriting syndicate (including offerings subject to competitive bidding where you act as Representative of a group of bidders or purchasers). The issuer of the securities is referred to as the “Company”, the seller of any such securities other than the Company is referred to as the “Seller” and such securities are referred to as the “Securities”.
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
Agreement dated as of June 1, 2005 by and between Allianz Global Investors Fund Management, LLC, a Delaware limited liability company (the “Investment Manager”) and Brown Brothers Harriman & Co., a New York limited partnership company (the “Sub-Administrator”).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund
AGREEMENT made this day of September 2007, by and between NICHOLAS-APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • Massachusetts
THIS AGREEMENT is made as of [ ] by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and NICHOLAS- APPLEGATE GLOBAL EQUITY & CONVERTIBLE INCOME FUND, a Massachusetts business trust (the “Fund”).
FORM OF ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the “Agreement”), dated as of September [__], 2007, between [ ] (“[ ]”) and Allianz Global Investors Fund Management LLC (“Allianz”).
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
Unless we promptly give you written instructions otherwise, if transactions in the Securities may be settled through the facilities of The Depository Trust Company, payment for and delivery of Securities purchased by us will be made through such facilities if we are a member, or if we are not a member, settlement may be made through our ordinary correspondent who is a member.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
Reference is made to the Underwriting Agreement dated the date hereof (the “Underwriting Agreement”), by and among Nicholas-Applegate Global Equity & Convertible Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Investment Manager”) and each of the Underwriters named therein, with respect to the issue and sale of the Fund’s Common Shares, as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • September 24th, 2007 • Nicholas Applegate Global Equity & Convertible Income Fund • New York
SHAREHOLDER SERVICING AGREEMENT (the “Agreement”), dated as of September [ ], 2007, between Allianz Global Investors Fund Management LLC (the “Manager”) and UBS Securities LLC (“UBS Securities”).
