THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJanuary 29th, 2009 Company Industry JurisdictionTHIS THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is made and entered into as of June 25, 2008, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):
FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJanuary 29th, 2009 Company Industry JurisdictionTHIS FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is made and entered into as of January 26, 2009, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):
FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJanuary 29th, 2009 Company Industry JurisdictionTHIS FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is made and entered into as of September 20, 2008, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENTEmployment Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice
Contract Type FiledJanuary 29th, 2009 Company IndustryThis Amendment No. 2 to Employment Agreement, dated this 18th day of December 2008, by and between HENNESSY ADVISORS, INC., a California corporation (“Company”), and NEIL J. HENNESSY (“Employee”), amends that certain Employment Agreement, dated as of May 2, 2001, between Company and Employee, as amended by Amendment No. 1 thereto, dated as of August 28, 2006 (“Employment Agreement”).
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJanuary 29th, 2009 Company Industry JurisdictionTHIS FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is made and entered into as of February 1, 2007, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • January 29th, 2009 • Hennessy Advisors Inc • Investment advice • Missouri
Contract Type FiledJanuary 29th, 2009 Company Industry JurisdictionTHIS SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is made and entered into as of February 1, 2008, by and between HENNESSY ADVISORS, INC., a California corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”), and has reference to the following facts and circumstances (the “Recitals”):