INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATEDInvestment Management Services Agreement • April 30th, 2009 • Seligman Capital Fund Inc • Minnesota
This Agreement, dated as of November 7, 2008, amended and restated April , 2009, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Capital Fund, Inc. (the “Fund”), a Maryland corporation.
FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATEDFee Cap/Fee Waiver Agreement • April 30th, 2009 • Seligman Capital Fund Inc
This Agreement, dated Oct. 1, 2005, as amended and restated April , 2009, is between each of the investment companies (each a “Registrant”), on behalf of its underlying series funds, as listed in Schedule A (the term “Fund” is used to refer to either the Registrant or the series as context requires), and RiverSource Investments, LLC, in its capacity as investment manager of the Funds, Ameriprise Financial, Inc, in its capacity as administrator of the Funds, RiverSource Service Corporation, in its capacity as transfer agent of the Funds, and RiverSource Fund Distributors, Inc. and RiverSource Distributors, Inc, in their capacity as principal underwriters and distributors of the Funds (collectively referred to as the “Service Providers”). Under this Agreement, the Service Providers hereby agree to waive all or a portion of the fees they earn and/or cap or reimburse expenses of each Fund incurred in connection with the services they provide to the Funds, in an amount equal to the amount b
PLAN ADMINISTRATION SERVICES AGREEMENT AMENDED AND RESTATEDPlan Administration Services Agreement • April 30th, 2009 • Seligman Capital Fund Inc • Minnesota
PLAN ADMINISTRATION SERVICES AGREEMENT (“Agreement”) dated as of December 1, 2006, amended and restated April , 2009, by and among RiverSource Service Corporation, a Minnesota corporation (“RiverSource Service Corporation”), and each of the registrants (acting separately on behalf of their series) identified from time to time on Exhibit A hereto (each a “Fund” and collectively the “Funds”).
TRANSFER AGENT AGREEMENT AMENDED AND RESTATEDTransfer Agent Agreement • April 30th, 2009 • Seligman Capital Fund Inc • Minnesota
This Transfer Agent Agreement, effective as of October 1, 2005, amended and restated April , 2009 (“Agreement”), is by and between RiverSource Service Corporation (“Transfer Agent”), a Minnesota corporation, and each of the Corporations and Trusts (“Registrants”), each on behalf of their underlying series listed in Schedule A. The terms “Fund” or “Funds” are used to refer to either the Registrants or the underlying series as context requires.
DISTRIBUTION AGREEMENT AMENDED AND RESTATEDDistribution Agreement • April 30th, 2009 • Seligman Capital Fund Inc • Minnesota
This Distribution Agreement, effective as of November 7, 2008, amended and restated April , 2009, (“Agreement”), is by and between RiverSource Fund Distributors, Inc. (“Distributor”), a Delaware corporation, and the Corporations and Trusts listed in Schedule A, each on behalf of their underlying series. The terms “Fund” or “Funds” are used to refer to the corporation or trust and the underlying series as context requires.
PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTIONAgreement of Distribution • April 30th, 2009 • Seligman Capital Fund Inc • Minnesota
For Class A, Class D and Class W shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each quarter.
