FORM OF AUTHORIZED PARTICIPANT AGREEMENT PIMCO ETF TrustAuthorized Participant Agreement • May 26th, 2009 • PIMCO ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into between Allianz Global Investors Distributors LLC (the “Distributor”) and ; NSCC # (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”) as transfer agent for PIMCO ETF Trust (the “Trust”). The Distributor, the Participant, and the Transfer Agent acknowledge and agree that the Trust and each series thereof (each, a “Fund”) shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus (together with the Statement of Additional Information incorporated therein, the “Prospectus”) for each Fund.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 26th, 2009 • PIMCO ETF Trust • Massachusetts
THIS AGREEMENT is made as of the 21 day of May, 2009, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts having its principal office and place of business at One Lincoln Center, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company having its principal office and place of business at 840 Newport Center Drive, Newport Beach, California 92660 (“PIMCO” or the “Administrator”) on behalf of PIMCO ETF Trust, a Delaware statutory trust (the “Trust”).
DISTRIBUTION CONTRACTDistribution Agreement • May 26th, 2009 • PIMCO ETF Trust
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 26th, 2009 • PIMCO ETF Trust • California
INVESTMENT MANAGEMENT AGREEMENT, made this 24th day of April, 2009, between PIMCO ETF Trust (the “Trust”), a Delaware statutory trust, and Pacific Investment Management Company LLC (“PIMCO”).
CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • May 26th, 2009 • PIMCO ETF Trust • Massachusetts
THIS AGREEMENT is made effective on the 22nd day of May, 2009, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts (“State Street”), PIMCO ETF Trust, a Delaware statutory trust (the “Trust”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”).
EXPENSE LIMITATION AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 April 24, 2009Expense Limitation Agreement • May 26th, 2009 • PIMCO ETF Trust
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (“PIMCO”) as follows:
FEE WAIVER AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 April 24, 2009Fee Waiver Agreement • May 26th, 2009 • PIMCO ETF Trust
This will confirm the agreement between the undersigned (the “Trust”), and Pacific Investment Management Company LLC (“PIMCO”), as follows:
