FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 14, 2009, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Growth Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
EXPENSE LIMITATION AGREEMENT FOR FORWARD INTERNATIONAL REAL ESTATE FUNDExpense Limitation Agreement • September 11th, 2009 • Forward Funds
THIS AGREEMENT, dated as of June 12, 2009, is made and entered into by and between Forward Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Forward International Real Estate Fund (the “Fund”), and Forward Management, LLC (the “Investment Advisor”).
Addendum to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • September 11th, 2009 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Addendum to Amended and Restated Transfer Agent Interactive Client Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsForward Funds • September 11th, 2009
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
May 1, 2009 Forward Management, LLC San Francisco, California 94104Letter Agreement • September 11th, 2009 • Forward Funds • California
This letter agreement (the “Agreement”) confirms the fee reimbursement between Forward Funds (the “Trust”), on behalf of each of the series listed on Schedule A (each a “Fund” and collectively, the “Funds”), and Forward Management, LLC (the “Advisor”) with respect to the transfer agency fees paid by the Funds to the transfer agent, ALPS Fund Services, Inc. (“ALPS”).
May 1, 2009 Forward Management, LLC San Francisco, California 94104Letter Agreement • September 11th, 2009 • Forward Funds • California
This letter agreement (the “Agreement”) confirms the advisory fee waiver between Forward Funds (the “Trust”), on behalf of each of the series listed on Schedule A (each a “Fund” and collectively, the “Funds”), and Forward Management, LLC (the “Advisor”) with respect to the portfolio management of the Funds.
Addendum to Distribution Agreement Dated September 30, 2005 Between ALPS Distributors, Inc. and Forward FundsForward Funds • September 11th, 2009
WHEREAS, the Distributor and the Fund have entered into a Distribution Agreement (the “Agreement”) dated September 30, 2005, as amended on April 9, 2007;
Addendum to Amended and Restated Fund Accounting and Administration Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAdministration Agreement • September 11th, 2009 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Fund Accounting and Administration Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This amendment (the “Amendment”) to the Sub-Advisory Agreement (the “Agreement”) dated July 1, 2005, between Pictet Asset Management LTD (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Emerging Markets Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”), is entered into as of August 1, 2009 with reference to the following facts:
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This amendment (the “Amendment”) to the Sub-Advisory Agreement (the “Agreement”) dated July 1, 2005, between Forward Uniplan Advisors, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Uniplan Real Estate Investment Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”), is entered into as of January 22, 2009 with reference to the following facts:
