4,615,385 Shares ASCENT SOLAR TECHNOLOGIES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 2009 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 1st, 2009 Company Industry JurisdictionAscent Solar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell 4,615,385 shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to 692,308 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.”
REGISTRATION RIGHTS AGREEMENT Dated as of October 6, 2009 between Ascent Solar Technologies, Inc. and Norsk Hydro Produksjon ASRegistration Rights Agreement • October 1st, 2009 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • Delaware
Contract Type FiledOctober 1st, 2009 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT, dated as of October 6, 2009 (this “Agreement”), between NORSK HYDRO PRODUKSJON AS, a company organized under the laws of the Kingdom of Norway (“Norsk Hydro,” and together with its permitted assignees, “Selling Shareholder”), and ASCENT SOLAR TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (“ASTI”).
SECURITIES PURCHASE AGREEMENT Dated as of September 29, 2009 between Norsk Hydro Produksjon AS and Ascent Solar Technologies, Inc.Securities Purchase Agreement • October 1st, 2009 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • Delaware
Contract Type FiledOctober 1st, 2009 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT, dated as of September 29, 2009 (this “Agreement”), between NORSK HYDRO PRODUKSJON AS, a corporation organized under the laws of the Kingdom of Norway (the “Investor”), and ASCENT SOLAR TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (the “Company”).