SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 16th, 2009 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
This Securities Purchase Agreement (this “AGREEMENT”) is dated as of October 14, 2009, among Hudson Holding Corporation, a Delaware corporation (the “COMPANY”), and the purchasers identified on the signature pages hereto (each a “PURCHASER” and collectively the “PURCHASERS”); and
REGISTRATION RIGHTS AGREEMENT by and among HUDSON HOLDINGS CORPORATION and THE INITIAL HOLDERS SPECIFIED ON THE SIGNATURE PAGES HEREOF Dated as of October 14, 2009Registration Rights Agreement • November 16th, 2009 • Hudson Holding Corp • Security brokers, dealers & flotation companies • Delaware
REGISTRATION RIGHTS AGREEMENT (the “Agreement”) dated as of October , 2009, by and among Hudson Holding Corporation, a Delaware corporation (the “Company”) and the investors specified on the signature pages hereof (each, an “Investor,” and together the “Initial Holders”).
EMPLOYMENT AGREEMENT – Anthony M. SanfilippoEmployment Agreement • November 16th, 2009 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New Jersey
This Employment Agreement (the “Agreement”), is entered into as of October 12 , 2009, by and between Hudson Holding Corporation, a Delaware corporation (the “Company”), having an address of 111 Town Square Place, 15th Floor, Jersey City, New Jersey 07310, and Anthony M. Sanfilippo (the “Employee”), residing at 261 Bayberry Lane, Westport, Connecticut 06880.
AMENDMENT NO. 2 TO THE EMPLOYMENT AGREEMENTEmployment Agreement • November 16th, 2009 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New Jersey
This AMENDMENT NO. 2 (the “2nd Amendment”), dated 12, 2009, is entered into by and between Hudson Holding Corp., a Delaware corporation (the “Company”), and Keith R. Knox (the “Employee”), for the purpose of amending the terms of that certain Employment Agreement, dated January 1, 2007 (the “Agreement”) and the Amendment No. 1 to the Employment Agreement, dated May 19, 2008 (1st Amendment).
TERMINATION AGREEMENTTermination Agreement • November 16th, 2009 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT is made and entered into on this 12th day of October, 2009, by and between Martin Cunningham (hereinafter referred to as “Cunningham”) and Hudson Holdings Corporation (hereinafter referred to as the “Company”).
