INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 4th, 2009 • Hennessy Advisors Inc • Investment advice
Contract Type FiledDecember 4th, 2009 Company IndustryTHIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 23rd day of March, 2009 between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 4th, 2009 • Hennessy Advisors Inc • Investment advice • California
Contract Type FiledDecember 4th, 2009 Company Industry JurisdictionTHIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into effective as of September 18, 2009, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and SPARX Asset Management Co., Ltd., a corporation organized under the laws of Japan (“Sub-Adviser”).