SELLING AND/OR SERVICES AGREEMENT FOR ASTON FUNDSSelling and/or Services Agreement • January 8th, 2010 • Aston Funds • Delaware
This Selling and/Or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and PFPC Distributors, Inc. (the “Distributor”),-and is effective as of the date accepted and agreed to by the Distributor below.
REVISED EXHIBIT A TO THE TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • January 8th, 2010 • Aston Funds
THIS EXHIBIT A, dated , is revised Exhibit A to that certain Transfer Agency Services Agreement dated as of April 1, 2000, as amended, between PNC Global Investment Servicing (U.S.) Inc. (f/k/a PFPC Inc.) and Aston Funds (f/k/a Alleghany Funds). This Exhibit A is revised for the addition of Aston/Fasciano Small Cap Fund and to reflect the deletion of liquidated portfolios and changes to certain portfolio names. This Exhibit A shall supersede all previous forms of this Exhibit A.
REVISED SCHEDULE A TO THE DISTRIBUTION AGREEMENTDistribution Agreement • January 8th, 2010 • Aston Funds
THIS SCHEDULE A, dated , is revised Schedule A to that certain Distribution Agreement dated as of September 27, 2001, as amended, between Aston Funds (f/k/a ABN AMRO Funds) and PFPC Distributors, Inc., assignee to ABN AMRO Distribution Services (USA), Inc. This Exhibit A is revised for the addition of Aston/Fasciano Small Cap Fund and to reflect the deletion of liquidated portfolios and changes to certain portfolio names. This Exhibit A shall supersede all previous forms of this Exhibit A.
AMENDMENT to the SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTSub-Administration and Accounting Services Agreement • January 8th, 2010 • Aston Funds
This AMENDMENT (this “Amendment”) amends as of the day of December, 2009 (the “Effective Date”), the Sub-Administration and Accounting Services Agreement, dated as of April 1, 2000, between Aston Asset Management LLC (as assigned from ABN AMRO Investment Fund Services, Inc.) (the “Administrator”) and PNC Global Investment Servicing (U.S.) Inc. (f/k/a PFPC Inc.) (“PNC”), as amended to date (the “Agreement”).
AMENDMENT to the TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • January 8th, 2010 • Aston Funds
This AMENDMENT (this “Amendment”) amends as of the day of December, 2009 (the “Effective Date”), the Transfer Agency Services Agreement, dated as of April 1, 2000, between Aston Funds (f/k/a ABN AMRO Funds) (the “Fund”) and PNC Global Investment Servicing (U.S.) Inc. (f/k/a PFPC Inc.) (“PNC”), as amended to date (the “Agreement”).
AMENDMENT to the CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • January 8th, 2010 • Aston Funds
This AMENDMENT (this “Amendment”) amends as of the day of December, 2009 (the “Effective Date”), the Custodian Services Agreement, dated as of May 5, 2003 between Aston Funds (f/k/a ABN AMRO Funds) (the “Fund”) and PFPC Trust Company (“PFPC Trust”), as amended to date (the “Agreement”).
