Selling and/or Services Agreement Sample Contracts

FORM OF SELLING AND/OR SERVICES AGREEMENT FOR HIGHLAND FAMILY OF FUNDS
Selling and/or Services Agreement • August 14th, 2018 • Highland Global Allocation Fund • New York

This Selling and/or Services Agreement (“Agreement”) is made by and between [NAME OF INTERMEDIARY] (“Intermediary”) and Highland Capital Funds Distributor, Inc. (“Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

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SELLING AND/OR SERVICES AGREEMENT FOR MERCER FUNDS
Selling and/or Services Agreement • March 29th, 2019 • Mercer Funds • Delaware

This Selling and/or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and MGI Funds Distributors, LLC (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

SELLING AND/OR SERVICES AGREEMENT FOR HIGHLAND FAMILY OF FUNDS
Selling and/or Services Agreement • October 30th, 2009 • Highland Funds I • Delaware

This Selling and/Or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and PFPC Distributors, Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

FORM OF SELLING AND/OR SERVICES AGREEMENT FOR FUNDVANTAGE TRUST
Selling and/or Services Agreement • August 29th, 2011 • FundVantage Trust • Delaware

This Selling and/or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and BNY Mellon Distributors Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

SELLING AND/OR SERVICES AGREEMENT FOR MERCER FUNDS
Selling and/or Services Agreement • December 30th, 2011 • Mercer Funds • New York

This Selling and/Or Services Agreement (the “Agreement”) is made by and between MMC Securities Corp. (the “Intermediary”) and MGI Funds Distributors, Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

SELLING AND/OR SERVICES AGREEMENT FOR TORRAY FUNDS
Selling and/or Services Agreement • March 2nd, 2010 • Torray Fund • Delaware

This Selling and/Or Services Agreement (the “Agreement”) is made by and between [NAME OF INTERMEDIARY] (the “Intermediary”) and PFPC Distributors, Inc. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

SELLING AND/OR SERVICES AGREEMENT FOR MERCER FUNDS
Selling and/or Services Agreement • October 12th, 2012 • Mercer Funds • New York

This Selling and/Or Services Agreement (the “Agreement”) is made by and between MMC Securities Corp. (the “Intermediary”) and MGI Funds Distributors, LLC. (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

SELLING AND/OR SERVICES AGREEMENT FOR NEW ALTERNATIVES FUND
Selling and/or Services Agreement • February 24th, 2016 • New Alternatives Fund • Delaware

This Selling and/or Services Agreement (the “Agreement”) is made by and between (the “Intermediary”) and Foreside Funds Distributors LLC (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

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