Amendment No. 4 to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • June 30th, 2010 • Financial Investors Trust
This Amendment No. 4 dated as of March 9, 2010 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment No. 5 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • June 30th, 2010 • Financial Investors Trust
This Amendment No. 5 dated as of March 9, 2010 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
ALPS ADVISORS, INC.Advisory Fee Agreement • June 30th, 2010 • Financial Investors Trust
This letter confirms ALPS Advisors, Inc.’s (the “Adviser”) agreement with the Trust to contractually limit the total amount of the “Advisory Fee” and “Other Expenses” that they are entitled to receive from the Fund.
ALPS FUND SERVICES, INC.Transfer Agency and Service Agreement • June 30th, 2010 • Financial Investors Trust
This letter confirms the agreement between ALPS Fund Services, Inc. (“ALPS”) and the Trust that ALPS Fund Services, Inc.’s Annual Open Account Fee, as set forth in Schedule B (Fee Schedule) of the Transfer Agency and Service Agreement between ALPS Fund Services, Inc. and the Trust, dated October 1, 2007 with respect to the Fund (the “Agreement”), shall be reduced as follows for the period May 1, 2009 through April 30, 2011:
Amendment No. 4 to Distribution AgreementDistribution Agreement • June 30th, 2010 • Financial Investors Trust
This Amendment No. 4 dated as of March 9, 2010 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
ALPS ADVISORS, INC.Advisory Fee Agreement • June 30th, 2010 • Financial Investors Trust
This letter confirms ALPS Advisors, Inc.’s (the “Adviser”) agreement with the Trust to contractually limit the total amount of the “Advisory Fee” and “Other Expenses” that they are entitled to receive from the Fund.
FORM OF SHARE PURCHASE AGREEMENT FINANCIAL INVESTORS TRUST On behalf of each of its series, [ ] ( the Fund”)Share Purchase Agreement • June 30th, 2010 • Financial Investors Trust
This Agreement is made effective as of the day of between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.
