MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
From time to time Salomon Smith Barney Inc. (“Salomon Smith Barney”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (the “Salomon Smith Barney Master AAU”) shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a “Wire” and collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire”. You and we hereby agree that by the terms hereof the provisions of this Salomo
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
In connection with registered public offerings of securities for which we are acting as manager or co-manager of an underwriting syndicate or unregistered offerings of securities for which we are acting as manager or co-manager of the initial purchasers, you may be offered the right as a selected dealer to purchase as principal a portion of such securities. This will confirm our mutual agreement as to the general terms and conditions applicable to your participation in any such selected dealer group.
MARKETING AND STRUCTURING FEE AGREEMENTMarketing and Structuring • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
This agreement is between Nuveen Asset Management (the “Company”) and Morgan Stanley & Co. Incorporated (“Morgan Stanley”) with respect to the Nuveen Build America Bond Opportunity Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of November [ ], 2010, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and Nuveen Asset Management (“Nuveen”).
STRUCTURING FEE AGREEMENT November [ ], 2010Structuring Fee Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
Reference is made to the Underwriting Agreement dated November [ ], 2010 (the “Underwriting Agreement”), by and among Nuveen Build America Bond Opportunity Fund (the “Fund”), Nuveen Asset Management (the “Adviser”) and each of the Underwriters named therein, with respect to the issue and sale of the Fund’s Common Shares, as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
