TICC Capital Corp. 4,000,000 Shares Common Stock, $.01 par value per share Underwriting AgreementUnderwriting Agreement • December 1st, 2010 • TICC Capital Corp. • New York
TICC Capital Corp., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), the respective numbers of shares of the Company’s common stock, par value $.01 per share (the “Common Stock”) of the Company set forth in said Schedule I (the “Firm Shares”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 600,000 shares of Common Stock (the “Optional Shares”) as provided in Section 3(b). The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Shares”. Wells Fargo Securities, LLC has agreed to act as a representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
