AMENDED AND RESTATED FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENTFee Waiver/Expense Reimbursement Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
THIS AMENDED AND RESTATED FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”) is made as of November 1, 2010 by and between Nomura Asset Management U.S.A. Inc. (“NAM USA”) and Nomura Partners Funds, Inc. (the “Corporation”), on behalf of itself and The Japan Fund, a series of the Corporation, (the “Fund”).
RE: Fourth Amendment to Loan AgreementLoan Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
Pursuant to a loan agreement dated December 21, 2007 (as amended, the “Loan Agreement”), State Street Bank and Trust Company (the “Bank”) has made available to Nomura Partners Funds, Inc., a Maryland corporation (the “Company”), acting on behalf of its series The Japan Fund, (the “Fund” and the Company, acting on behalf of the Fund, the “Borrower”), a $5,000,000.00 committed unsecured revolving line of credit (the “Committed Line”). The obligations of the Borrower with respect to loans made pursuant to the Committed Line are evidenced by a promissory note in the original principal amount of $5,000,000.00 dated December 21, 2007 (as amended, the “Note”). Capitalized terms not hereinafter defined shall have the same meanings as set forth in the Loan Agreement.
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
This Amendment (the “Amendment”) is made as of April 29, 2010 to the Administration Agreement dated October 1, 2007, as amended December 26, 2008, and December 4, 2009, (the “Agreement”) by and between The Nomura Partners Funds, Inc. on behalf of its series severally and not jointly (the “Company”), and State Street Bank and Trust Company, a Massachusetts trust company (“State Street”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Series, Individually and not Jointly and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
This Amendment is made as of this 28 day of July 2010, between each of the series, individually and not jointly, as listed on the Schedule A, (collectively, the “Funds” and Boston Financial Data Services, Inc. (the “Transfer Agent”).
NOMURA PARTNERS FUNDS, INC. AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
This Amendment No. 1 (“Amendment No. 1”) to the Second Amended and Restated Compliance Services Agreement executed December 31, 2009 by and among Nomura Partners Funds, Inc. (the “Funds”) and Foreside Compliance Services, LLC (“FCS”) and Foreside Management Services, LLC (“FMS”) (the “Compliance Services Agreement”) is hereby modified to add the services of a Principal Executive Officer (“PEO”) of the Funds, to modify the individual identified as the Principal Financial Officer (“PFO”) of the Funds, and to make certain conforming changes in connection therewith. Any capitalized terms used in this Amendment No. 1 and not defined herein shall have the meanings set forth for such terms in the Compliance Services Agreement. This Amendment No. 1 is effective as of April 29, 2010.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Series, Individually and not Jointly and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • January 28th, 2011 • Nomura Partners Funds, Inc.
This Amendment is made as of this 29th day of April 2010, between each of the series, individually and not jointly, as listed on the Schedule A, (collectively, the “Funds” and Boston Financial Data Services, Inc. (the “Transfer Agent”).
