ADMINISTRATION AGREEMENT Agreement dated as of October 1, 2007 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and The Japan Fund, Inc. (the "Company"). The effective date of this Agreement is...Administration Agreement • January 28th, 2008 • Japan Fund Inc • Massachusetts
THE JAPAN FUND, INC. 345 Park Avenue New York, New York 10154Underwriting Agreement • May 1st, 2002 • Japan Fund Inc
EXECUTION COPY TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2008 • Japan Fund Inc • Massachusetts
Exhibit (h)(4) ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT dated this 1st day of May, 2000, by and between THE JAPAN FUND, INC., a Maryland corporation (the "Fund"), and KEMPER DISTRIBUTORS, INC., a Delaware corporation ("KDI"). In consideration of...Administrative Services Agreement • May 12th, 2000 • Japan Fund Inc • Illinois
Exhibit (h)(5) AGENCY AGREEMENT AGREEMENT dated the 1st day of May, 2000, by and between THE JAPAN FUND, INC. a Maryland corporation ("Fund"), and KEMPER SERVICE COMPANY, a Delaware corporation ("Service Company"). WHEREAS, Fund wants to appoint...Agency Agreement • May 12th, 2000 • Japan Fund Inc • Illinois
September 7, 1998 Scudder Kemper Investments, Inc. 345 Park Avenue New York, New York 10154 Investment Management Agreement Ladies and Gentlemen: The Japan Fund, Inc. (the "Corporation") has been established as a Maryland corporation to engage in the...Investment Management Agreement • March 10th, 1999 • Japan Fund Inc • Maryland
ARTICLE I DEFINITIONS -----------Master Agreement • January 28th, 2008 • Japan Fund Inc • Missouri
SHAREHOLDER SERVICES AGREEMENT FOR THE JAPAN FUND, INC.Shareholder Services Agreement • April 30th, 2003 • Japan Fund Inc • Delaware
ASIA MANAGEMENT CORPORATION 345 Park Avenue New York, NY 10154-0004Investment Management Agreement • October 15th, 1997 • Japan Fund Inc • New York
EXHIBIT 9(a)(1) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 15th, 1997 • Japan Fund Inc • Massachusetts
Exhibit 8(a) CUSTODIAN AGREEMENT AGREEMENT made this 17th day of July, 1987, between THE JAPAN FUND, INC. (the "Fund") and Brown Brothers Harriman & Co. (the "Custodian"). WITNESSETH: That in consideration of the mutual covenants and agreements herein...Custodian Agreement • October 15th, 1997 • Japan Fund Inc
Exhbit 5(f) SCUDDER, STEVENS & CLARK, INC. 345 Park Avenue New York, NY 10154-0004 January 1, 1994 NIKKO INTERNATIONAL CAPITAL MANAGEMENT CO., LTD. 17-9, Nihanbashi-Hakozakicho Chuo-ku, Tokyo 103 Japan RESEARCH AGREEMENT Dear Sirs: We have entered...Research Agreement • October 15th, 1997 • Japan Fund Inc • New York
DISTRIBUTION AGREEMENTDistribution Agreement • May 20th, 2009 • Nomura Partners Funds, Inc. • New York
THIS AGREEMENT is made and entered into as of this 22nd day of December 2008, by and between Nomura Partners Funds, Inc., a Maryland corporation (the “Client”) on behalf of each of its series listed on Exhibit A as may be amended from time to time and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
Exhibit No. Ex-99.g(2) Custodian Agreement Dated as of: January 22, 2003Custodian Agreement • April 30th, 2003 • Japan Fund Inc
Exhibit 9(c) COMPASS AND TRAK 2000 SERVICE AGREEMENT THIS AGREEMENT is made as of this 19th day of July, 1996, by and between SCUDDER TRUST COMPANY, a New Hampshire banking corporation ("Trust Company") and THE JAPAN FUND, INC., a Maryland corporation...Service Agreement • April 28th, 1997 • Japan Fund Inc • Massachusetts
SECURITIES LENDING AGENCY AGREEMENT dated as of May , 2004 among The Japan Fund, Inc., an investment company organized under the laws of the United States (the "Fund"), and Brown Brothers Harriman & Co., a New York limited partnership with an office...Securities Lending Agency Agreement • January 29th, 2007 • Japan Fund Inc • New York
ADMINISTRATION AGREEMENT THIS AGREEMENT is made this 17TH day of October 2007 and is effective as of the 1ST day of October 2007, by and between The Japan Fund, Inc., a Maryland corporation (the "Fund"), and SEI Investments Global Funds Services (the...Administration Agreement • January 28th, 2008 • Japan Fund Inc • Delaware
THE JAPAN FUND, INC. COMPLIANCE SERVICES AGREEMENT AGREEMENT made as of the 26th day of April, 2007 by and among THE JAPAN FUND, INC., a Maryland corporation, with its principal office and place of business at c/o SEI, One Freedom Valley Drive, Oaks,...Compliance Services Agreement • January 28th, 2008 • Japan Fund Inc • Delaware
Exhibit (e)(4) UNDERWRITING AND DISTRIBUTION SERVICES AGREEMENT AGREEMENT made this 5th day of April, 2002, between THE JAPAN FUND, INC., a Maryland Corporation (the "Fund"), and SCUDDER DISTRIBUTORS, INC., a Delaware corporation ("SDI"). In...Underwriting and Distribution Services Agreement • May 1st, 2002 • Japan Fund Inc • Maryland
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • December 23rd, 2008 • Nomura Partners Funds, Inc. • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENTFee Waiver/Expense Reimbursement Agreement • January 28th, 2013 • Nomura Partners Funds, Inc.
THIS FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”) is made as of the 10th day of December 2012 by and between Nomura Asset Management U.S.A. Inc. (“NAM USA”) and Nomura Partners Funds, Inc. (the “Corporation”), on behalf of itself and the High Yield Fund, a series of the Corporation (the “Fund”).
FORESIDE FUND SERVICES, LLC MUTUAL FUND SALES AND SERVICE AGREEMENTMutual Fund Sales and Service Agreement • January 28th, 2008 • Japan Fund Inc • Delaware
SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • December 23rd, 2008 • Nomura Partners Funds, Inc. • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this 28th day of July, 2004 between The Japan Fund, Inc. (the "Fund"), a Maryland corporation and SEI Investments Distribution Co. (the "Distributor"), a Pennsylvania...Distribution Agreement • May 2nd, 2005 • Japan Fund Inc • Delaware
Sub-Advisory Agreement between Nomura Asset Management U.S.A. Inc. and Nomura Corporate Research and Asset Management Inc.Sub-Advisory Agreement • January 28th, 2013 • Nomura Partners Funds, Inc. • Maryland
AGREEMENT made this 10th day of December, 2012 by and between Nomura Asset Management U.S.A. Inc., a New York corporation with its principal office located at Two World Financial Center, New York, New York (hereinafter called the “Advisor”) and Nomura Corporate Research and Asset Management Inc., a New York corporation with its principal office located at Two World Financial Center, New York, New York (hereinafter called the “Sub-Advisor”).
Amended and Restated Sub-Advisory Agreement between Nomura Asset Management U.S.A. Inc. and McKinley Capital Management, LLCSub-Advisory Agreement • November 23rd, 2009 • Nomura Partners Funds, Inc. • Maryland
AMENDED AND RESTATED AGREEMENT made this 29th day of June, 2009 by and between Nomura Asset Management U.S.A. Inc., a New York corporation with its principal offices at Two World Financial Center, New York, New York (hereinafter called the “Advisor”) and McKinley Capital Management, LLC, a Delaware limited liability company, with its principal offices at 3301 C Street, Suite 500, Anchorage, Alaska 99503 (hereinafter called the “Sub-Advisor”).
WITNESSETH:Master Subcustodian Agreement • October 15th, 1997 • Japan Fund Inc • New York
INVESTMENT COMPANY BLANKET BONDInvestment Company Blanket Bond • August 29th, 2007 • Japan Fund Inc
The Underwriter, in consideration of an agreed premium, and subject to the Declarations made a part hereof, the General Agreements, Conditions and Limitations and other terms of this bond, agrees with the Insured, in accordance with the Insuring Agreements hereof to which an amount of insurance is applicable as set forth in Item 3 of the Declarations and with respect to loss sustained by the Insured at any time but discovered during the Bond Period, to indemnify and hold harmless the Insured for:
THE JAPAN FUND SEI INVESTMENTS DISTRIBUTION CO. SUB-DISTRIBUTION AND SERVICING AGREEMENT Ladies and Gentlemen: SEI Investments Distribution Co., a Pennsylvania corporation, serves as distributor (the "Distributor") of THE JAPAN FUND (the "Fund"), an...Sub-Distribution and Servicing Agreement • January 29th, 2007 • Japan Fund Inc • Pennsylvania
BETWEENSub-Advisory Agreement • April 30th, 2003 • Japan Fund Inc • Massachusetts
WITNESSETH:Subadvisory Agreement • May 1st, 2001 • Japan Fund Inc • New York
Investment Advisory AgreementInvestment Advisory Agreement • January 28th, 2013 • Nomura Partners Funds, Inc. • Maryland
Nomura Partners Funds, Inc. (the “Corporation”) has been established as a Maryland corporation to engage in the business of an investment company. Pursuant to the Corporation’s Articles of Incorporation, as amended from time to time (the “Articles”), the Board of Directors may divide the Corporation’s shares of capital stock, par value $.33 1/3 per share (the “Shares”), into separate series, or funds. Series may be abolished and dissolved, and additional series established, from time to time by action of the Directors.
BETWEENSub-Advisory Agreement • April 30th, 2003 • Japan Fund Inc • Massachusetts
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 28th day of June 2002, by and between The Japan Fund, Inc., a Maryland corporation (the "Fund"), and SEI Investments Mutual Funds Services (the "Administrator"), a Delaware business trust....Administration Agreement • August 2nd, 2002 • Japan Fund Inc • Delaware
NOMURA PARTNERS FUNDS, INC. SECOND AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 28th, 2010 • Nomura Partners Funds, Inc. • Delaware
AMENDED AND RESTATED AGREEMENT executed the 31st day of December 2009 by and among Nomura Partners Funds, Inc., a Maryland corporation, on behalf of each of its series, with its principal office and place of business at 4 Copley Place, 5th floor, CPH-0326, Boston, MA 02116 (the “Client”), and Foreside Compliance Services, LLC (“FCS”) and Foreside Management Services, LLC (“FMS”), each of which is a Delaware limited liability company with a principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (collectively, “Foreside”). The effective date of this Agreement shall be October 29, 2009 or such other date mutually agreed upon by the Client and Foreside (the “Effective Date”).
