JOINDER TO LOAN DOCUMENTSJoinder to Loan Documents • March 4th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Pennsylvania
This JOINDER TO LOAN DOCUMENTS (“Joinder”) is dated as of December 31, 2010, by and among DEKANIA INVESTORS, LLC, a Delaware limited liability company (“Borrower”), each of the Subsidiary Guarantors a party hereto, COHEN PRINCIPAL INVESTING, LLC (“Joining Guarantor”), TD BANK, N.A., a national banking association, in its capacity as agent (“Agent”), TD BANK, N.A. in its capacity as issuing bank (“Issuing Bank”) and each of the financial institutions which are now or hereafter identified as Lenders on Exhibit A (as such Exhibit may be amended, modified or replaced from time to time) attached to the Loan Agreement (as defined below) (such financial institutions, collectively the “Lenders” and each individually a “Lender”).
AMENDMENT NO. 1 TO PURCHASE AND CONTRIBUTION AGREEMENTPurchase and Contribution Agreement • March 4th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies
AMENDMENT NO. 1 TO PURCHASE AND CONTRIBUTION AGREEMENT, dated as of October 29, 2010 (this “Amendment”) is made by and among Cohen & Company Inc. (“Parent”), Cohen Brothers, LLC (“Cohen Brothers”), JVB Financial Holdings, L.L.C. (“Company”), the Sellers listed on Annex I to the original Purchase and Contribution Agreement dated September 14, 2010 (the “Original Agreement”) and the Management Employees (as defined in the Original Agreement).
AMENDMENT NO. 2 TO PURCHASE AND CONTRIBUTION AGREEMENTPurchase and Contribution Agreement • March 4th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies
THIS AMENDMENT NO. 2 TO PURCHASE AND CONTRIBUTION AGREEMENT, dated as of December 27, 2010 (this “Amendment”), is made by and among Cohen & Company Inc. (“Parent”), Cohen Brothers, LLC (“Cohen Brothers”), JVB Financial Holdings, L.L.C. (“Company”), the Sellers listed on Annex I to the original Purchase and Contribution Agreement (the “Original Agreement”) and the Management Employees (as defined in the Original Agreement).
FORM OF INSTITUTIONAL FINANCIAL MARKETS, INC. RESTRICTED STOCK AWARDRestricted Stock Award • March 4th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies
RESTRICTED STOCK AWARD by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and (the “Grantee”), dated as of (the “Effective Date”).
AMENDMENT NO. 3 TO PURCHASE AND CONTRIBUTION AGREEMENTPurchase and Contribution Agreement • March 4th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies
THIS AMENDMENT NO. 3 TO PURCHASE AND CONTRIBUTION AGREEMENT, dated as of January 11, 2011 (this “Amendment”), is made by and among Cohen & Company Inc. (“Parent”), Cohen Brothers, LLC (“Cohen Brothers”), JVB Financial Holdings, L.L.C. (“Company”), the Sellers listed on Annex I to the original Purchase and Contribution Agreement (the “Original Agreement”) and the Management Employees (as defined in the Original Agreement).
