JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc. • Delaware
Contract Type FiledApril 27th, 2011 Company JurisdictionAGREEMENT dated the 9th day of June, 2010 among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
Underwriting Agreement for: STRATTON MULTI-CAP FUND, INC.Underwriting Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc.
Contract Type FiledApril 27th, 2011 CompanyEffective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., Stratton Multi-Cap Fund, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of December 31, 2000, as amended as of April 30, 2001 (the “Existing Underwriting Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.