Exhibit 9(e) AMENDMENT TO THE ADMINISTRATION AGREEMENTAdministration Agreement • March 12th, 1997 • Stratton Growth Fund Inc
Contract Type FiledMarch 12th, 1997 CompanyThis Amendment of the Administration Agreement ("Amendment"), made this 27th day of February, 1990, by and between STRATTON GROWTH FUND, INC. ("Fund"), and FUND/PLAN SERVICES, INC. ("Fund/Plan"), a wholly owned subsidiary of FinDaTex, Inc., a Delaware Corporation.
Exhibit 9(f) AMENDMENT OF THE SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 12th, 1997 • Stratton Growth Fund Inc
Contract Type FiledMarch 12th, 1997 Company
AMENDMENT TO CUSTODIAN SERVICES AGREEMENT ----------------------------------------- This Amendment, dated as of the 1st day of May, 2001, is entered into between STRATTON GROWTH FUND, INC., a Maryland corporation (the "Fund") and PFPC TRUST COMPANY, a...Custodian Services Agreement • April 23rd, 2002 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2002 Company
AMENDMENT TO ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2001 Company
UNDERWRITING AGREEMENT This Agreement, dated as of December 1, 1999, is made by and between Stratton Growth Fund, Inc. a Maryland corporation (the "Fund") operating as an open-end management investment company registered under the Investment Company...Underwriting Agreement • April 27th, 2000 • Stratton Growth Fund Inc • Delaware
Contract Type FiledApril 27th, 2000 Company Jurisdiction
CUSTODY AGREEMENT -----------------Custodial Agreement • September 29th, 1995 • Stratton Growth Fund Inc • New York
Contract Type FiledSeptember 29th, 1995 Company Jurisdiction
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2001 Company
Exhibit 6(b) AMENDMENT TO UNDERWRITING AGREEMENT ===================================Underwriting Agreement • March 12th, 1997 • Stratton Growth Fund Inc
Contract Type FiledMarch 12th, 1997 CompanyWHEREAS, the Fund and FPBS have entered into an Agreement dated June 22, 1993, wherein FPBS agreed to provide underwriting services and other related services to the Fund (Underwriting Agreement); and
AMENDMENT TO TRANSFER AGENT SERVICES AGREEMENT This Amendment dated as of February 28, 1999, is entered into by STRATTON GROWTH FUND, INC. (the "Company") and FIRST DATA INVESTOR SERVICES GROUP, INC. ("Investor Services Group"), the successor in...Transfer Agent Services Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2001 Company
EXHIBIT 8(b) CUSTODY ADMINISTRATION AND AGENCY AGREEMENT BETWEEN REGISTRANT AND FUND/PLAN SERVICES, INC., DATED NOVEMBER 1, 1994Custody Administration and Agency Agreement • September 29th, 1995 • Stratton Growth Fund Inc • Pennsylvania
Contract Type FiledSeptember 29th, 1995 Company Jurisdiction
CUSTODY AGREEMENTCustody Agreement • April 30th, 2012 • Stratton Multi-Cap Fund, Inc. • New York
Contract Type FiledApril 30th, 2012 Company JurisdictionAGREEMENT, dated as of November 1, 2011 between each investment company listed on the signature page to this Agreement (each, the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
UNDERWRITING AGREEMENT This Agreement, dated as of December 31, 2000, is made by and between Stratton Growth Fund, Inc. a Maryland corporation (the "Fund") operating as an open-end management investment company registered under the Investment Company...Underwriting Agreement • April 23rd, 2002 • Stratton Growth Fund Inc • Massachusetts
Contract Type FiledApril 23rd, 2002 Company Jurisdiction
STRATTON MULTI-CAP FUND, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2008 • Stratton Multi-Cap Fund, Inc. • Pennsylvania
Contract Type FiledApril 28th, 2008 Company JurisdictionWHEREAS, the Adviser serves as investment adviser to the Fund pursuant to an investment advisory agreement between the Fund and the Adviser dated as of July 1, 1989 (the “Current Agreement”);
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc. • Delaware
Contract Type FiledApril 27th, 2011 Company JurisdictionAGREEMENT dated the 9th day of June, 2010 among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • February 28th, 2013 • Stratton Multi-Cap Fund, Inc. • Delaware
Contract Type FiledFebruary 28th, 2013 Company JurisdictionAGREEMENT dated July 31, 2012, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
AMENDMENT TO UNDERWRITING AGREEMENT This Amendment, dated as of the 30th day of April, 2001 made by and between Stratton Growth Fund, Inc. (the "Company") operating as a registered investment company under the Investment Company Act of 1940, as...Underwriting Agreement • April 23rd, 2002 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2002 Company
FORM OF INVESTMENT ADVISORY AGREEMENT OF STRATTON MID CAP VALUE FUND, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of October 28, 2015 between Stratton Mid Cap Value Fund, Inc., a Maryland corporation (the "Fund"), and Sterling Capital...Investment Advisory Agreement • February 25th, 2016 • Stratton Mid Cap Value Fund, Inc.
Contract Type FiledFebruary 25th, 2016 Company
Exhibit 9(a) STRATTON GROWTH FUND, INC. ADMINISTRATION AGREEMENT AGREEMENT made this 1st day of March, 1990, by and between, STRATTON GROWTH FUND, INC. a Maryland corporation (the "Fund") and FUND/PLAN SERVICES, INC., a Delaware corporation (the...Administration Agreement • March 12th, 1997 • Stratton Growth Fund Inc • Pennsylvania
Contract Type FiledMarch 12th, 1997 Company Jurisdiction
Exhibit 23(h)(ii)(c) ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI- MONEY LAUNDERING AND PRIVACY AMENDMENT (this "Amendment") amends as of the 24/th/ day of July, 2002 (the "Effective Date"), the Amendment to Investment Company Services...Investment Company Services Agreement • April 23rd, 2003 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2003 Company
Exhibit 9(g) ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT, dated as of the 1st day of June, 1988 made by and between Stratton Growth Fund, Inc. (the "Fund") a corporation operating as an open-end management investment company, duly organized and...Accounting Services Agreement • March 12th, 1997 • Stratton Growth Fund Inc • Pennsylvania
Contract Type FiledMarch 12th, 1997 Company Jurisdiction
WITNESSETH:Administration Agreement • March 12th, 1997 • Stratton Growth Fund Inc
Contract Type FiledMarch 12th, 1997 Company
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • February 28th, 2013 • Stratton Multi-Cap Fund, Inc.
Contract Type FiledFebruary 28th, 2013 CompanyAGREEMENT dated July 31, 2012, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2012 • Stratton Multi-Cap Fund, Inc. • Delaware
Contract Type FiledApril 30th, 2012 Company JurisdictionTHIS UNDERWRITING AGREEMENT (the “Agreement”) is made as of November 1, 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and each registered investment company listed on Exhibit A (each a “Fund” and collectively, the “Funds”).
AMENDMENT TO ACCOUNTING AND ADMINISTRATION SERVICES AGREEMENT This Amendment, dated as of the 1st day of April, 2000 made by and between Stratton Growth Fund, Inc. (the "Company") operating as a registered investment company under the Investment...Accounting and Administration Services Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2001 Company
Exhibit 9(b) ADMINISTRATION AGREEMENT This Agreement, dated as of the 27 th day September , 1985, made by and between Stratton Growth Fund, Inc., Inc. (the "Fund"), a corporation operating Ma an open-era Investment company, duly organized and existing...Administration Agreement • March 12th, 1997 • Stratton Growth Fund Inc • Pennsylvania
Contract Type FiledMarch 12th, 1997 Company Jurisdiction
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • April 28th, 2014 • Stratton Mid Cap Value Fund, Inc.
Contract Type FiledApril 28th, 2014 CompanyAGREEMENT dated August 13, 2013, by and among Stratton Mid Cap Value Fund, Inc. (formerly, Stratton Multi-Cap Fund, Inc.), Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).
CUSTOMER IDENTIFICATION SERVICES AMENDMENTCustomer Identification Services Amendment • April 23rd, 2004 • Stratton Growth Fund Inc
Contract Type FiledApril 23rd, 2004 CompanyThis Customer Identification Services Amendment (this “Amendment”) amends, as of the 1st day of October, 2003 (the “Effective Date”), the Investment Company Services Agreement, dated April 1, 2000 between the Stratton Funds, Inc. and PFPC Inc. (“PFPC”); and, the Amendments to Transfer Agent Services Agreements, dated June 1, 2000 between Stratton Growth Fund, Inc. and PFPC and between Stratton Monthly Dividend REIT Shares, Inc. (each a “Company” or “Fund” and collectively the “Companies”) and PFPC (the “Agreements”).
Underwriting Agreement for: STRATTON MULTI-CAP FUND, INC.Underwriting Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc.
Contract Type FiledApril 27th, 2011 CompanyEffective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., Stratton Multi-Cap Fund, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of December 31, 2000, as amended as of April 30, 2001 (the “Existing Underwriting Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.