Stratton Multi-Cap Fund, Inc. Sample Contracts

Exhibit 6(b) AMENDMENT TO UNDERWRITING AGREEMENT ===================================
Underwriting Agreement • March 12th, 1997 • Stratton Growth Fund Inc

WHEREAS, the Fund and FPBS have entered into an Agreement dated June 22, 1993, wherein FPBS agreed to provide underwriting services and other related services to the Fund (Underwriting Agreement); and

AutoNDA by SimpleDocs
CUSTODY AGREEMENT -----------------
Custody Agreement • September 29th, 1995 • Stratton Growth Fund Inc • New York
Exhibit 9(f) AMENDMENT OF THE SHAREHOLDER SERVICES AGREEMENT
Shareholder Services Agreement • March 12th, 1997 • Stratton Growth Fund Inc
AMENDMENT TO ACCOUNTING SERVICES AGREEMENT
Accounting Services Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
Exhibit 9(e) AMENDMENT TO THE ADMINISTRATION AGREEMENT
Administration Agreement • March 12th, 1997 • Stratton Growth Fund Inc

This Amendment of the Administration Agreement ("Amendment"), made this 27th day of February, 1990, by and between STRATTON GROWTH FUND, INC. ("Fund"), and FUND/PLAN SERVICES, INC. ("Fund/Plan"), a wholly owned subsidiary of FinDaTex, Inc., a Delaware Corporation.

AMENDMENT TO ADMINISTRATION AGREEMENT
Administration Agreement • April 23rd, 2001 • Stratton Growth Fund Inc
EXHIBIT 8(b) CUSTODY ADMINISTRATION AND AGENCY AGREEMENT BETWEEN REGISTRANT AND FUND/PLAN SERVICES, INC., DATED NOVEMBER 1, 1994
Administration and Agency Agreement • September 29th, 1995 • Stratton Growth Fund Inc • Pennsylvania
CUSTODY AGREEMENT
Custody Agreement • April 30th, 2012 • Stratton Multi-Cap Fund, Inc. • New York

AGREEMENT, dated as of November 1, 2011 between each investment company listed on the signature page to this Agreement (each, the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).

JOINT LIABILITY INSURANCE AGREEMENT
Joint Liability Insurance Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc. • Delaware

AGREEMENT dated the 9th day of June, 2010 among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).

JOINT LIABILITY INSURANCE AGREEMENT
Joint Liability Insurance Agreement • February 28th, 2013 • Stratton Multi-Cap Fund, Inc. • Delaware

AGREEMENT dated July 31, 2012, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).

STRATTON MULTI-CAP FUND, INC. INVESTMENT ADVISORY AGREEMENT
Agreement • April 28th, 2008 • Stratton Multi-Cap Fund, Inc. • Pennsylvania

WHEREAS, the Adviser serves as investment adviser to the Fund pursuant to an investment advisory agreement between the Fund and the Adviser dated as of July 1, 1989 (the “Current Agreement”);

WITNESSETH:
Administration Agreement • March 12th, 1997 • Stratton Growth Fund Inc
JOINT INSURED FIDELITY BOND AGREEMENT
Joint Insured Fidelity Bond Agreement • February 28th, 2013 • Stratton Multi-Cap Fund, Inc.

AGREEMENT dated July 31, 2012, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).

UNDERWRITING AGREEMENT
Underwriting Agreement • April 30th, 2012 • Stratton Multi-Cap Fund, Inc. • Delaware

THIS UNDERWRITING AGREEMENT (the “Agreement”) is made as of November 1, 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and each registered investment company listed on Exhibit A (each a “Fund” and collectively, the “Funds”).

AutoNDA by SimpleDocs
JOINT INSURED FIDELITY BOND AGREEMENT
Joint Insured Fidelity Bond Agreement • April 28th, 2014 • Stratton Mid Cap Value Fund, Inc.

AGREEMENT dated August 13, 2013, by and among Stratton Mid Cap Value Fund, Inc. (formerly, Stratton Multi-Cap Fund, Inc.), Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (collectively, the “Funds” and individually, a “Fund”).

CUSTOMER IDENTIFICATION SERVICES AMENDMENT
Stratton Growth Fund Inc • April 23rd, 2004

This Customer Identification Services Amendment (this “Amendment”) amends, as of the 1st day of October, 2003 (the “Effective Date”), the Investment Company Services Agreement, dated April 1, 2000 between the Stratton Funds, Inc. and PFPC Inc. (“PFPC”); and, the Amendments to Transfer Agent Services Agreements, dated June 1, 2000 between Stratton Growth Fund, Inc. and PFPC and between Stratton Monthly Dividend REIT Shares, Inc. (each a “Company” or “Fund” and collectively the “Companies”) and PFPC (the “Agreements”).

Underwriting Agreement for: STRATTON MULTI-CAP FUND, INC.
Underwriting Agreement • April 27th, 2011 • Stratton Multi-Cap Fund, Inc.

Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., Stratton Multi-Cap Fund, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of December 31, 2000, as amended as of April 30, 2001 (the “Existing Underwriting Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.

STRATTON MULTI-CAP FUND, INC. INVESTMENT ADVISORY AGREEMENT
Stratton Multi • February 28th, 2008 • Stratton Multi-Cap Fund, Inc. • Pennsylvania

WHEREAS, the Adviser serves as investment adviser to the Fund pursuant to an investment advisory agreement between the Fund and the Adviser dated as of July 1, 1989 (the “Current Agreement”);

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!