NEW ALTERNATIVES FUND, INC. Underwriting AgreementNew Alternatives • April 29th, 2011 • New Alternatives Fund Inc
Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., New Alternatives Fund, Inc. (the “Fund”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2006, (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • April 29th, 2011 • New Alternatives Fund Inc
This Transfer Agency Services Agreement (“Agreement”) is made as of June 1, 2010 (“Effective Date”) by and between PNC Global Investment Servicing (U.S.) Inc. (f/k/a Fund/Plan Services, Inc.) (“PNC”) and New Alternatives Fund, Inc. (the “Fund”). Capitalized terms, and certain noncapitalized terms not otherwise defined, shall have the meanings set forth in Appendix A (Appendix A also contains a glossary of defined terms providing the location of all defined terms).
