New Alternatives Fund Inc Sample Contracts

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AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT
Administration and Accounting Services Agreement • February 27th, 2007 • New Alternatives Fund Inc • Delaware
DISTRIBUTION AGREEMENT
Distribution Agreement • July 15th, 2014 • New Alternatives Fund Inc • Delaware

THIS AGREEMENT is made and entered into as of this day of , by and between , a (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).

DISTRIBUTION AGREEMENT
Distribution Agreement • April 29th, 2015 • New Alternatives Fund • Delaware

THIS AGREEMENT is made and entered into as of this 14th day of November, 2014 (the “Effective Date”) by and between New Alternatives Fund, a Delaware statutory trust (the “Fund”) and Foreside Funds Distributors LLC, a Delaware limited liability company (the “Distributor”).

Amendment No. 1 To Transfer Agency Services Agreement
Transfer Agency Services Agreement • April 29th, 2014 • New Alternatives Fund Inc

This Amendment No. 1 To Transfer Agency Services Agreement, dated as of August 15, 2013 (“Amendment No. 1”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and New Alternatives Fund, Inc. (the “Fund”).

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • April 29th, 2015 • New Alternatives Fund • Delaware

AGREEMENT made as of November 14, 2014 between New Alternatives Fund (the “Fund”), a series of shares of New Alternatives Fund, a Delaware statutory trust (the “Trust”), and Accrued Equities, Inc., a New York corporation (the “Investment Advisor”).

INVESTMENT COMPANY REPORTING MODERNIZATION SERVICES AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT
Investment Company Reporting Modernization Services • April 26th, 2019 • New Alternatives Fund

This Investment Company Reporting Modernization Services Amendment (the “Amendment”) is dated January 18, 2019 and effective as of November 8, 2018 by and between NEW ALTERNATIVES FUND (successor to New Alternatives Fund, Inc.) (the “Fund”) and THE BANK OF NEW YORK MELLON (as assigned from BNY Mellon Investment Servicing (US) Inc.) (“BNY Mellon”).

Re: Rule 17f-5 ("Rule 17f-5") and Rule 17f-7 ("Rule 17f-7") Under the Investment Company Act of 1940 (the "1940 Act")
New Alternatives Fund Inc • February 29th, 2008

Reference is made to the Subcustodial Services Agreement dated as of January 10, 1996 (the "Foreign Custody Agreement"), as amended, by and between Citibank, N.A. ("Custodian"), Citicorp and PFPC Trust Company ("PFPC") with respect to the custody of assets by Custodian for the account of PFPC on behalf of certain customers of PFPC, including those investment portfolio(s) of New Alternatives Fund, Inc. as are set forth on Exhibit A hereto (each a "Fund" and collectively the "Funds"). Reference is also made to the custodian services agreement dated as of May 1, 2001 (the "Fund Custody Agreement") by and between PFPC and New Alternatives Fund, Inc.

NEW ALTERNATIVES FUND, INC. Underwriting Agreement
New Alternatives • April 29th, 2011 • New Alternatives Fund Inc

Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., New Alternatives Fund, Inc. (the “Fund”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2006, (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.

SUB-DISTRIBUTION AGREEMENT
Sub-Distribution Agreement • April 29th, 2015 • New Alternatives Fund

THIS AGREEMENT is made as of November 14, 2014 by and between FORESIDE FUNDS DISTRIBUTORS, LLC, a Delaware limited liability company (“Foreside”), and ACCRUED EQUITIES, INC., a New York corporation (“Accrued Equities”).

BNY Mellon Investment Servicing (US) Inc.
New Alternatives Fund • April 26th, 2019

We refer to the Amended and Restated Administration and Accounting Services Agreement, dated as of October 24, 2005, as amended (the “Agreement”), between BNY Mellon Investment Servicing (US) Inc. (the “Company”) and New Alternatives Fund, Inc.

SUB-DISTRIBUTION AGREEMENT
Sub-Distribution Agreement • April 29th, 2008 • New Alternatives Fund Inc

THIS AGREEMENT is made as of July l, 2006 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and ACCRUED EQUITIES, INC., a New York corporation ("Accrued Equities").

Underwriting Agreement for: New Alternatives Fund, Inc.
New Alternatives Fund Inc • April 30th, 2013

Effective as of the closing of the sale of BNY Mellon Distributors LLC (formerly known as “BNY Mellon Distributors Inc.”) to Foreside Financial Group by The Bank of New York Mellon Corporation, New Alternatives Fund, Inc. (the “Fund”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2010 (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.

TRANSFER AGENCY SERVICES AGREEMENT
Transfer Agency Services Agreement • April 29th, 2011 • New Alternatives Fund Inc

This Transfer Agency Services Agreement (“Agreement”) is made as of June 1, 2010 (“Effective Date”) by and between PNC Global Investment Servicing (U.S.) Inc. (f/k/a Fund/Plan Services, Inc.) (“PNC”) and New Alternatives Fund, Inc. (the “Fund”). Capitalized terms, and certain noncapitalized terms not otherwise defined, shall have the meanings set forth in Appendix A (Appendix A also contains a glossary of defined terms providing the location of all defined terms).

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Distribution Agreement
Distribution Agreement • April 27th, 2018 • New Alternatives Fund

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Funds Distributors LLC (the “Distributor”) and New Alternatives Fund (“Fund Company”).

DISTRIBUTION SERVICES AGREEMENT
Distribution Services Agreement • April 29th, 2015 • New Alternatives Fund • Delaware

WHEREAS, pursuant to the Underwriting Agreement by and between the Distributor and New Alternatives Fund (the “Fund”) dated as of November 14, 2014 (the “Underwriting Agreement”), the Distributor acts as the principal underwriter of the Fund; and

Underwriting Agreement for: New Alternatives Fund, Inc.
New Alternatives Fund Inc • February 29th, 2012

Effective as of the closing of the sale of BNY Mellon Distributors LLC (formerly known as “BNY Mellon Distributors, Inc.”) to Foreside Distributors, LLC by The Bank of New York Mellon Corporation, New Alternatives Fund, Inc. (the “Fund”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2010 (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.

SELLING AND/OR SERVICES AGREEMENT FOR NEW ALTERNATIVES FUND
Or Services Agreement • February 24th, 2016 • New Alternatives Fund • Delaware

This Selling and/or Services Agreement (the “Agreement”) is made by and between (the “Intermediary”) and Foreside Funds Distributors LLC (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.

Distribution Agreement
Distribution Agreement • April 27th, 2022 • New Alternatives Fund

THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Funds Distributors LLC (the “Distributor”) and New Alternatives Fund (the “Fund Company”).

NEW ALTERNATIVES FUND AGREEMENT and DECLARATION OF TRUST Dated: June 12, 2014
New Alternatives Fund • July 15th, 2014 • New Alternatives Fund Inc

This AGREEMENT AND DECLARATION OF TRUST of New Alternatives Fund, a Delaware statutory trust (the “Trust”) is made as of June 12, 2014 by the undersigned Trustee.

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