ITEM 24 FILE 2 74436 FILE 811 3287 INVESTMENT MANAGER AND ADVISORY AGREEMENT THE SOLAR FUND, INC. CORPORATE MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT made this 23 day of Sept., 1981, between THE SOLAR FUND, INC., a New York Corporation...Management Agreement • April 8th, 1997 • New Alternatives Fund Inc
UNDERWRITING AGREEMENT THIS AGREEMENT is made as of July 1, 2006 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and NEW ALTERNATIVES FUND, INC., a New York corporation (the "Fund"). WITNESSETH: WHEREAS, the...Underwriting Agreement • February 27th, 2007 • New Alternatives Fund Inc
ITEM 24 FILE 2 74436 FILE 811 3287 UNDERWRITING AGREEMENT ACCRUED EQUITIES, INC. Agreed this 23rd day of September ,1981 ---- ---------------- 1. THE SOLAR FUND, INC. hereby employs the Underwriters as its exclusive agent to sell for its account an...Underwriting Agreement • April 8th, 1997 • New Alternatives Fund Inc
ACCOUNTING SERVICES AGREEMENT This AGREEMENT, dated as of the First day of October, 1993, made by and between New Alternatives Fund, Inc. ("New Alternatives"), a corporation operating as an open-end management investment company, duly organized and...Accounting Services Agreement • March 25th, 1998 • New Alternatives Fund Inc • Pennsylvania
Exhibit 99.g(8) CUSTODIAN SERVICES AGREEMENT ---------------------------- THIS AGREEMENT is made as of May 1, 2001 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and NEW...Custodian Services Agreement • April 9th, 2002 • New Alternatives Fund Inc
AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • February 27th, 2007 • New Alternatives Fund Inc • Delaware
DISTRIBUTION AGREEMENTDistribution Agreement • July 15th, 2014 • New Alternatives Fund Inc • Delaware
THIS AGREEMENT is made and entered into as of this day of , by and between , a (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2015 • New Alternatives Fund • Delaware
THIS AGREEMENT is made and entered into as of this 14th day of November, 2014 (the “Effective Date”) by and between New Alternatives Fund, a Delaware statutory trust (the “Fund”) and Foreside Funds Distributors LLC, a Delaware limited liability company (the “Distributor”).
ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT This ANTI-MONEY LAUNDERING AND PRIVACY AMENDMENT (this "Amendment") amends as of the 24th day of July, 2002 (the "Effective Date"), the Shareholder Services Agreement, dated as of October 1, 1993, between...New Alternatives Fund Inc • February 27th, 2007
SHAREHOLDER SERVICES AGREEMENT This AGREEMENT, dated as of the First day of October, 1993, made by and between New Alternatives Fund, Inc. ("New Alternatives") a corporation operating as an open-end management investment company, duly organized and...Shareholder Services Agreement • March 25th, 1998 • New Alternatives Fund Inc • Pennsylvania
CUSTODY ADMINISTRATION AND AGENCY AGREEMENT This AGREEMENT, dated as of the 28th day of October, 1994, made by and between New Alternatives Fund, Inc., (the "Fund"), a corporation operating as a registered investment company under the Investment...Custody Administration and Agency Agreement • March 25th, 1998 • New Alternatives Fund Inc • Pennsylvania
Amendment No. 1 To Transfer Agency Services AgreementTransfer Agency Services Agreement • April 29th, 2014 • New Alternatives Fund Inc
This Amendment No. 1 To Transfer Agency Services Agreement, dated as of August 15, 2013 (“Amendment No. 1”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and New Alternatives Fund, Inc. (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2015 • New Alternatives Fund • Delaware
AGREEMENT made as of November 14, 2014 between New Alternatives Fund (the “Fund”), a series of shares of New Alternatives Fund, a Delaware statutory trust (the “Trust”), and Accrued Equities, Inc., a New York corporation (the “Investment Advisor”).
INVESTMENT COMPANY REPORTING MODERNIZATION SERVICES AMENDMENT TO AMENDED AND RESTATED ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTInvestment Company Reporting Modernization Services • April 26th, 2019 • New Alternatives Fund
This Investment Company Reporting Modernization Services Amendment (the “Amendment”) is dated January 18, 2019 and effective as of November 8, 2018 by and between NEW ALTERNATIVES FUND (successor to New Alternatives Fund, Inc.) (the “Fund”) and THE BANK OF NEW YORK MELLON (as assigned from BNY Mellon Investment Servicing (US) Inc.) (“BNY Mellon”).
Re: Rule 17f-5 ("Rule 17f-5") and Rule 17f-7 ("Rule 17f-7") Under the Investment Company Act of 1940 (the "1940 Act")New Alternatives Fund Inc • February 29th, 2008
Reference is made to the Subcustodial Services Agreement dated as of January 10, 1996 (the "Foreign Custody Agreement"), as amended, by and between Citibank, N.A. ("Custodian"), Citicorp and PFPC Trust Company ("PFPC") with respect to the custody of assets by Custodian for the account of PFPC on behalf of certain customers of PFPC, including those investment portfolio(s) of New Alternatives Fund, Inc. as are set forth on Exhibit A hereto (each a "Fund" and collectively the "Funds"). Reference is also made to the custodian services agreement dated as of May 1, 2001 (the "Fund Custody Agreement") by and between PFPC and New Alternatives Fund, Inc.
NEW ALTERNATIVES FUND, INC. Underwriting AgreementNew Alternatives • April 29th, 2011 • New Alternatives Fund Inc
Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., New Alternatives Fund, Inc. (the “Fund”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2006, (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 29th, 2015 • New Alternatives Fund
THIS AGREEMENT is made as of November 14, 2014 by and between FORESIDE FUNDS DISTRIBUTORS, LLC, a Delaware limited liability company (“Foreside”), and ACCRUED EQUITIES, INC., a New York corporation (“Accrued Equities”).
BNY Mellon Investment Servicing (US) Inc.New Alternatives Fund • April 26th, 2019
We refer to the Amended and Restated Administration and Accounting Services Agreement, dated as of October 24, 2005, as amended (the “Agreement”), between BNY Mellon Investment Servicing (US) Inc. (the “Company”) and New Alternatives Fund, Inc.
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of November 14, 2014 between New Alternatives Fund (the "Fund"), a series of shares of New Alternatives Fund, a Delaware statutory trust (the "Trust"), and Accrued Equities, Inc., a New York corporation...Investment Advisory Agreement Agreement • February 27th, 2015 • New Alternatives Fund Inc
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 29th, 2008 • New Alternatives Fund Inc
THIS AGREEMENT is made as of July l, 2006 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and ACCRUED EQUITIES, INC., a New York corporation ("Accrued Equities").
Underwriting Agreement for: New Alternatives Fund, Inc.New Alternatives Fund Inc • April 30th, 2013
Effective as of the closing of the sale of BNY Mellon Distributors LLC (formerly known as “BNY Mellon Distributors Inc.”) to Foreside Financial Group by The Bank of New York Mellon Corporation, New Alternatives Fund, Inc. (the “Fund”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2010 (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • April 29th, 2011 • New Alternatives Fund Inc
This Transfer Agency Services Agreement (“Agreement”) is made as of June 1, 2010 (“Effective Date”) by and between PNC Global Investment Servicing (U.S.) Inc. (f/k/a Fund/Plan Services, Inc.) (“PNC”) and New Alternatives Fund, Inc. (the “Fund”). Capitalized terms, and certain noncapitalized terms not otherwise defined, shall have the meanings set forth in Appendix A (Appendix A also contains a glossary of defined terms providing the location of all defined terms).
Distribution AgreementDistribution Agreement • April 27th, 2018 • New Alternatives Fund
THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Funds Distributors LLC (the “Distributor”) and New Alternatives Fund (“Fund Company”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • April 29th, 2015 • New Alternatives Fund • Delaware
WHEREAS, pursuant to the Underwriting Agreement by and between the Distributor and New Alternatives Fund (the “Fund”) dated as of November 14, 2014 (the “Underwriting Agreement”), the Distributor acts as the principal underwriter of the Fund; and
Underwriting Agreement for: New Alternatives Fund, Inc.New Alternatives Fund Inc • February 29th, 2012
Effective as of the closing of the sale of BNY Mellon Distributors LLC (formerly known as “BNY Mellon Distributors, Inc.”) to Foreside Distributors, LLC by The Bank of New York Mellon Corporation, New Alternatives Fund, Inc. (the “Fund”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 1, 2010 (the “Existing Agreement”), except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
AGREEMENT AND PLAN of REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of the 27th day of June, 2014, by and between New Alternatives Fund, Inc. (the "Company"), a New York corporation and New Alternatives Fund...Agreement and Plan of Reorganization • February 27th, 2015 • New Alternatives Fund Inc • Delaware
SELLING AND/OR SERVICES AGREEMENT FOR NEW ALTERNATIVES FUNDOr Services Agreement • February 24th, 2016 • New Alternatives Fund • Delaware
This Selling and/or Services Agreement (the “Agreement”) is made by and between (the “Intermediary”) and Foreside Funds Distributors LLC (the “Distributor”), and is effective as of the date accepted and agreed to by the Distributor below.
Distribution AgreementDistribution Agreement • April 27th, 2022 • New Alternatives Fund
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Funds Distributors LLC (the “Distributor”) and New Alternatives Fund (the “Fund Company”).
NEW ALTERNATIVES FUND AGREEMENT and DECLARATION OF TRUST Dated: June 12, 2014New Alternatives Fund • July 15th, 2014 • New Alternatives Fund Inc
This AGREEMENT AND DECLARATION OF TRUST of New Alternatives Fund, a Delaware statutory trust (the “Trust”) is made as of June 12, 2014 by the undersigned Trustee.
NEW ALTERNATIVES FUND AGREEMENT and DECLARATION OF TRUST Dated: June 12, 2014 ARTICLE I NAME AND DEFINITIONS 1 Section 1.1 Name 1 Section 1.2 Definitions 1 ARTICLE II BENEFICIAL INTEREST 2 Section 2.1 Shares of Beneficial Interest 2 Section 2.2...New Alternatives Fund Agreement and Declaration • February 27th, 2015 • New Alternatives Fund Inc
