NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Real Estate FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Sub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of July 2011, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and CBRE Clarion Securities, LLC a Delaware limited liability company (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and AXIOM INTERNATIONAL INVESTORS, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and UBS GLOBAL ASSET MANAGEMNET (AMERICAS) INC. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and NFJ INVESTMENT GROUP (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and STONE HARBOR INVESTMENT PARTNERS, LP (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and ING CLARION REAL ESTATE SECURITIES, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and DENVER INVESTMENT ADVISORS LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and GENEVA CAPITAL MANAGEMENT LTD. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and LSV ASSET MANAGEMENT (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and WESTWOOD GLOBAL INVESTMENTS, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and SYSTEMATIC FINANCIAL MANAGEMENT LP (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and EII REALTY SECURITIES, INC. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and PANAGORA ASSET MANAGEMENT, INC. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and LOOMIS, SAYLES & COMPANY, L.P. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and ALTRINSIC GLOBAL ADVISORS, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and JENNISON ASSOCIATES LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and WILLIAM BLAIR & COMPANY, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and COHEN & STEERS CAPITAL MANAGEMENT, INC. (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and TRILOGY GLOBAL ADVISORS, LP (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and MARSICO CAPITAL MANAGEMENT, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and RIVERBRIDGE PARTNERS, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and TCW INVESTMENT MANAGEMENT COMPANY (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and TRADEWINDS GLOBAL INVESTORS, LLC (the “Sub-Adviser”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”) , THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC (the “Sub-Adviser”).
AMENDED AND RESTATED EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • July 27th, 2011 • Northern Funds • Illinois
Agreement (“Agreement”) dated as of the 31st day of July, 2011 by and among NORTHERN FUNDS (the “Trust”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, NORTHERN TRUST INVESTMENTS, INC. (“NTI”) and THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) (each an “Adviser” and together, the “Advisers”).
ASSUMPTION AGREEMENTAssumption Agreement • July 27th, 2011 • Northern Funds
AGREEMENT made as of December 30, 2010, among NORTHERN TRUST INVESTMENTS, N.A. (“NTI NA”), NORTHERN TRUST INVESTMENTS, INC. (“NTI INC”), THE NORTHERN TRUST COMPANY OF CONNECTICUT (“NTCC”) and DELAWARE MANAGEMENT COMPANY, A SERIES OF DELAWARE MANAGEMENT BUSINESS TRUST (the “Sub-Adviser”).
