WARRANT AGREEMENTWarrant Agreement • November 15th, 2011 • Microvision Inc • Electronic components, nec • New York
THIS WARRANT AGREEMENT is dated , 2011, between MicroVision, Inc., a Delaware corporation (the “Company”) and the American Stock Transfer & Trust Company, LLC, acting as warrant agent (the “Warrant Agent”).
MICROVISION, INC. 17,948,716 Shares of Common Stock Warrants to Purchase 8,974,358 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 15th, 2011 • Microvision Inc • Electronic components, nec • New York
MicroVision, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein, to sell to you, as the underwriter (the “Underwriter”), an aggregate of (i) 17,948,716 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”) and (ii) warrants to purchase 8,974,358 shares of Common Stock (the “Firm Warrants”, and together with the Firm Shares, the “Firm Securities”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to an additional 2,692,306 shares of Common Stock (the “Option Shares”) and (ii) warrants to purchase up to an additional 1,346,153 shares of Common Stock (the “Option Warrants”, and together with the Option Shares, the “Option Securities”) from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Securities. The Firm Warrants and the Option Warrants are collectively called the “Warrants.” The Firm Securiti
