STIFEL FINANCIAL CORP. (a Delaware corporation)Underwriting Agreement • January 23rd, 2012 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Stifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Morgan Stanley & Co. LLC and UBS Securities LLC are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $175,000,000 aggregate principal of amount of the Company’s 6.70% Senior Notes due 2022 (the “Securities”). The Securities are to be issued pursuant to a supplemental indenture, to be dated as of January 23, 2012 (the “Supplemental Indenture”), to the indenture, to be dated as of January 23, 2012 (together with the Supplemental Inden
