Exhibit (e)(3) BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • June 11th, 2012 • Transparent Value Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
Exhibit (d)(2)(c) EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 11th, 2012 • Transparent Value Trust
EXPENSE LIMITATION AGREEMENT, effective as of June 11 , 2012 by and between Guggenheim Investment Management, LLC (the “Adviser”) and Transparent Value Trust (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”).
Exhibit (e)(2) TRANSPARENT VALUE TRUST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • June 11th, 2012 • Transparent Value Trust
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect revised APPENDIX A – LIST OF PORTFOLIOS.
Exhibit (h)(1)(b) TRANSPARENT VALUE TRUST AMENDMENT TO ADMINISTRATION, BOOKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • June 11th, 2012 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into an Administration, Bookkeeping and Pricing Services Agreement dated April 1, 2010, as amended January 28, 2011 (the “Agreement”);
Exhibit (h)(3)(b) TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY AND INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency and Interactive Client Services Agreement • June 11th, 2012 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Transfer Agency and Interactive Client Services Agreement dated April 1, 2010, as amended January 28, 2011 (the “Agreement”);
Exhibit (h)(2)(b) TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • June 11th, 2012 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Transfer Agency and Services Agreement dated April 1, 2010, as amended January 28, 2011 (the “Agreement”);
Exhibit (h)(4)(b) TRANSPARENT VALUE TRUST AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • June 11th, 2012 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Chief Compliance Officer Services Agreement dated April 1, 2010, as amended January 28, 2011 (the “Agreement”);
Exhibit (h)(5) SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • June 11th, 2012 • Transparent Value Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
Exhibit (d)(3)(b) TRANSPARENT VALUE TRUST AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 11th, 2012 • Transparent Value Trust
THIS AMENDMENT is made as of June 11, 2012 by and between, GUGGENHEIM INVESTMENT MANAGEMENT, LLC (“GIM”) and TRANSPARENT VALUE ADVISORS, LLC ( “TVA”).
Exhibit (d)(1)(b) TRANSPARENT VALUE TRUST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 11th, 2012 • Transparent Value Trust
THIS AMENDMENT is made as of June 11, 2012 by and between Guggenheim Investment Management LLC (“GIM”) and Transparent Value Trust (the “Trust”).
