PIPER JAFFRAY COMPANIES AMENDED AND RESTATED PERFORMANCE SHARE UNIT AGREEMENTPiper Jaffray Companies • August 2nd, 2012 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • Delaware
This is a Performance Share Unit Agreement (“Agreement”) between Piper Jaffray Companies, a Delaware corporation (the “Company”), and the above-named employee of the Company (the “Employee”).
SIXTH AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)Loan Agreement • August 2nd, 2012 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
THIS SIXTH AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY) (this “Amendment”) made and entered into as of April 30, 2012, by and between: PIPER JAFFRAY & CO., a Delaware corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”); has reference to the following facts and circumstances (the “Preambles”):
