SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 30th, 2012 • Great-West Funds Inc • Colorado
This Sub-Advisory Agreement (this “Agreement”) is made this 30th day of October 2012 by and between GW Capital Management, LLC, a Colorado limited liability company and registered investment adviser under the Investment Advisers Act of 1940 (the “Adviser”), Geode Capital Management, LLC, a limited liability company organized under the laws of Delaware and registered investment adviser under the Investment Advisers Act of 1940 (the “Sub-adviser”) and Maxim Series Fund, Inc., a Maryland corporation and registered investment company under the Investment Company Act of 1940 (the “Fund”). This Agreement describes the arrangement whereby the Sub-adviser will act as an investment adviser to the portfolios of the Fund (the “Portfolios”) listed in Schedule A, attached hereto and commencing on the dates set forth therein, in conjunction with the Adviser, as follows:
CLASS L SERVICE AGREEMENTClass L Service Agreement • October 30th, 2012 • Great-West Funds Inc • Colorado
This Class L Service Agreement (this “Agreement”) is made and entered into between GWFS Equities, Inc. (“GWFS”) a Delaware corporation, having a principal place of business at Greenwood Village, Colorado 80111 and (“Intermediary”), a Corporation, having its principal place of business at .
AMENDMENT TO AGREEMENT PURSUANT TO DISTRIBUTION AND SERVICE PLANTo Agreement • October 30th, 2012 • Great-West Funds Inc
This Amendment to Agreement Pursuant to Distribution and Service Plan (this “Amendment”) is made this 20th day of September 2012 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 30th, 2012 • Great-West Funds Inc
This Amendment to Principal Underwriting Agreement (this “Amendment”) is made this 20th day of September 2012 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
